UNIVERSITE DE CAEN BASSE-NORMANDIE
Unité de Formation et de recherche
des Langues
Vivantes Etrangères
Département d'anglais
Confinement in Paul Auster's
Moon Palace and The New York
Trilogy.
Travail d'Etude et de Recherches
présenté pour l'obtention de
La MAITRISE
Par
Alexis Plékan
Directeur d'Etudes:
Madame Dominique Delasalle
Session de novembre 2001
I wish to thank Dominique Delasalle for her interest in my ideas
and my parents for their support.
To Sophie,
«he remembers speculating that perhaps the entire world
was enclosed in a glass jar and that it sat on a shelf next to dozens of other
jar-worlds in the pantry of a giant's house.» Paul Auster, The
Invention of Solitude, page 168.
? January 24/25, 1995. (detail)
Signed on recto, lower right, in red felt-tip pen:
`LB'.
Red felt-tip pen, red ballpoint pen on cardboard.
9 x 11 ? inches.
LOUISE BOURGEOIS, The Insomnia Drawings.
Zurich: DAROS. 2000.
CONTENTS
INTRODUCTION 9
I. SPATIAL CONFINEMENT
A SOCIAL DEATH
1
Disconnection.....................................................12
The room and the tomb....................................12
The
island....................................................13
Metaphoric rooms...........................................14
2
Starving.............................................................16
Depletion.....................................................16
Flirting with
death...........................................16
The monk and the hermit...................................17
B TOWARDS ORIGIN
1 The
Room...........................................................19
The
shelter...................................................19
The
retreat...................................................20
The search for THE place.................................21
2 The
Womb.........................................................22
The experience of the cave...............................22
Jonah or the resurrection..................................23
Gestation : birth or miscarriage..........................23
C SEARCH FOR HARMONY
1 Success and
Failure..............................................25
The new
man.................................................25
Reconnection.................................................25
Obliteration..................................................26
2
Art....................................................................27
The room : the matrix of artistic creation...............28
The artist in
exile...........................................29
The hunger
artist.............................................30
II. TELLING STORIES
A THE WRITING OF THE BOOK
1 Writing for
Myself...............................................32
Motivations..................................................32
A paradoxical
necessity.....................................33
Writing : moving inward and outward...................34
2 The
Book...........................................................35
Books and notebooks.......................................35
The creation of another world.............................36
The limits of the
book......................................37
B ENCIRCLING FICTION
1 The Russian-doll
effect..........................................38
Moon Palace and The NewYork Trilogy :
archipelagoes of
stories......................................................38
Bridges between the spheres of fiction...................39
Stories about
story-telling..................................40
2 Auster's fiction : a `City of the
World'......................42
The characters : literary
creations.........................42
Fiction: prison. Fate: manipulation........................43
To get out of the house of fiction.........................44
C THE AUTHOR-CHARACTERS
1 A search for
Authorship........................................43
Characters in quest of their authors.......................46
Characters in quest of their fathers.......................47
Investigating.................................................47
2 Seeking for
Authority............................................48
Playing the puppet-master.................................48
Control over life and death................................49
Who controls whom ?.......................................50
III. LANGUAGE
A WORLDS AND WORDS
1 Constitution of
worlds...........................................53
The Library of the Universe...............................53
Worlds within the word....................................54
Language makes us / our world...........................56
2 Between the world and the
self................................58
The inadequacy of the word................................58
The rift between thinking and writing...................59
Investigation of language /investigation of the self....60
B ATTEMPTS AT MASTERING LANGUAGE
1 To go back to the
origins.......................................62
Babel..........................................................62
Giving names to things.....................................63
Giving names to people....................................63
2 To capture the
essence...........................................67
Factuality : a
failure........................................67
The
achievements............................................68
Blank
spaces.................................................70
C GASPING FOR CORRESPONDENCES
1 Transparency and
liberty.......................................72
Between the man and the world : the sign...............72
Sign and communication...................................73
The need for transparency.................................75
2
Meaning............................................................77
Seeking connectedness......................................77
Beware of meaning.........................................77
Hermeneutics................................................79
CONCLUSION
82
INTRODUCTION
«Quand je considère (...) le petit espace que je
remplis et même que je vois, abîmé dans l'infinie
immensité des espaces que j'ignore et qui m'ignorent, je m'effraie et
m'étonne de me voir ici plutôt que là, pour quoi a
présent plutôt que lors. Qui m'y a mis ? Par l'ordre et la
conduite de qui ce lieu (...) a-t-il été destiné à
moi ?» 1(*)
In this `pensée', Pascal, realizing how infinitely small his `space' is
in the immensity of the Universe, comes naturally to wonder about his place in
the world and develops a series of metaphysical questions which, more than
three centuries later, still feed philosophical reflection. As an admirer of
Pascal, American novelist Paul Auster counts among those for whom these
questions are more than ever topical. Indeed, almost the whole of his work is
centered on these questions so that critics do not hesitate to refer to his
fictional work as `metaphysical novels'.
Going back over `le petit espace' that Pascal says he
occupies, a bell should ring in the mind of anyone having read Auster's novels.
Indeed, the small space is a motif which recurs strikingly throughout his work:
his novels and essays are riddled with countless instances of characters being
locked up in small rooms or confined in limited areas. `Le petit espace' is
thus an element which is much more important than it may first appear. For
Pascal, it is `le petit espace' which brings out the opposition with the
infinite Universe and consequently triggers off his metaphysical investigation.
In this light, a study of confinement in Paul Auster's novels seems to be the
appropriate way to penetrate the metaphysical reflection at its foundation.
But, if confinement -in the sense of being shut up in a limited geographical
space- is what features most obviously in his novels, we shall see that this
motif can be studied at different levels. Indeed, in Auster's universe, as we
shall see, writing and language are also confining structures. These three
aspects of confinement are particularly apparent in two novels: The New
York Trilogy, Auster's first and famous collection of three short stories
written in 1987; and Moon Palace, written in 1989. These two books,
which are totally different as far as their plots are concerned, make a pair
insofar as they both deal with the theme of confinement, though treated
differently by Auster whose philosophical reflection has apparently matured in
between. But although there are different levels of confinement in Moon
Palace and The New York Trilogy, it is crucial to bear in mind
that Auster's conception of the very notion of confinement is much more
vertiginous. In order to understand the different levels that Auster perceives
within the notion of confinement, it might be helpful to have recourse to a
drawing by Louise Bourgeois which is particularly eloquent in this
context2(*). This drawing is
composed of a multitude of concentric circles and makes Auster's conception of
confinement perfectly explicit. Indeed, if we consider that a circle symbolises
a closed space, we realize that each circle contains another circle, and is
itself part of a larger circle. Therefore, if you choose a point anywhere in
the drawing, your point will automatically be enclosed in one or several
circles. This is exactly what the issue of confinement boils down to: for the
Austerian characters, it seems that wherever they might be, they inevitably
find themselves confined in one of those circles. From this realization ensues
the main point of these two novels: the metaphysical investigation undertaken
by the characters and the readers.
The study of spatial confinement shall be the starting point
and the first part of this work. We will see that spatial confinement implies
three movements for the characters: firstly, a total disconnection from the
world of the living. Secondly, a philosophical withdrawal into themselves that
gives birth to a new being. Thirdly, the reconnection, through art, to the
world.
The second part of this work will deal with the telling of
stories. We shall first study how the act of writing books is linked to
confinement. Then, we shall see that fiction is encircling. Finally, we shall
examine the role of the author-characters as regards confinement.
The subject of our third and last part will be language. We
shall study the confining role of the word in relation to the world and the
self. We shall then analyze the different attempts towards mastering of
language and eventually, we shall see that what everybody strives for is
actually an answer to Pascal's metaphysical questions.
I. SPATIAL CONFINEMENT
A SOCIAL DEATH
1/ Disconnection
The room, the tomb
In Moon Palace and The New York Trilogy,
almost all the main protagonists, at one moment or another, disconnect
themselves from the standards of «normal» life. This detachment from
others is always characterized by confinement in an enclosed space: most of the
time, a room. The theme of the room is undoubtedly one of Auster's favourite
motifs and it comes in a variety of ways in all his work. The enclosed spaces
are not always rooms strictly speaking; they can be caves, garbage bins, small
apartments... But they all belong to the category of rooms in that they share
common characteristics: they are small, bare, often dimly lit and above all,
they are enclosed spaces in which the characters are alone and which are
impenetrable to others. The number of allusions to rooms in Moon
Palace and The New York Trilogy is paramount: Marco's
roommate's name is Zimmer -which means bedroom in German- and it was also the
name of the carpenter who built a tower for the poet Hölderlin in which he
lived alone for thirty six years. In City of Glass, Quinn walks in
Varick Street and passes number six which is the precise address where Auster
himself rented a tiny room in 1979 and where he started writing The
Invention of Solitude. The title of the last story in The New York
Trilogy is The Locked Room. These examples are only the visible
part of an intricate network of references and allusions to which we shall come
back later. Although the theme of the room is traditionally associated with
solitude and meditation as in Pascal's Pensées3(*) for example, in Auster, the
room -by virtue of its disconnecting function- is also linked to death as in
the euphony between the words room and tomb in The
Invention of Solitude.
The association of room and tomb takes on the form of numerous
comparisons and metaphors in Moon Palace. Effing's cave in the desert
is compared to «his private monument, the tomb in which he had buried his
past.»4(*) The building
superintendent says of Marco's apartment: «it reminds me of a
coffin»5(*) This is
reminiscent of a similar statement made by the nameless hero of La
Faim6(*) who resembles
Marco in many respects: «Cette chambre vide dont le plancher ondulait
à chaque pas que j'y faisais était pareille a un lugubre cercueil
disjoint.»7(*) Besides,
the last story in The New York Trilogy is called The Locked
Room. This title reminds us of some `Poesque' plot dealing with a murdered
body discovered in a closed room, the exits of which have been locked from the
inside.
Thus the room is the place that a number of characters choose
to cut themselves off from the others, from social life. Consequently, these
characters, confined in their rooms, can be said to be socially dead. It is
therefore no coincidence if their small and lightless rooms are compared to
tombs.
The island
It is worthwhile to stress an image that is often linked to
the room in these two novels: the island. It conveys several notions:
remoteness, isolation and captivity. Why are these notions commonly linked to
the island? Of course it is because an island is by definition a patch of land
surrounded by water. To what extent is this image of the island relevant in the
study of the disconnecting function of the room? Simply because it brings out a
significant element, the environment of the room. However, as the rooms are not
always actual geographical rooms, likewise the image of the island is mainly
metaphorical. The cave in which Effing takes shelter in the middle of the
desert is an image of an island in the middle of an environment that can be
qualified as hostile because of its barrenness . Another hostile environment
that represents the antinomy of the desert is New York in which there is an
actual island: Manhattan, in which there is another island (metaphoric this
time) Central Park, in which there is eventually a last island: Marco's cave.
The word island itself also appears in Moon Palace and
The New York Trilogy with the phrase traffic island.
Curiously enough, it seems to be the same one referred to in both novels:
« One of the traffic islands in the middle of Broadway»8(*) «Quinn posted himself on a
bench in the middle of the traffic island at Broadway and 99th
street.»9(*)
Columbus Square, where Fanshawe lives, hidden in his locked
room, «consisted of ten or twelve houses in a row, fronting on a cobbled
island that cut it off from the main thorough fare.»10(*) Again, the image of the island
reinforces the impression of isolation and remoteness.
After some time on their island, the characters' appearance
invariably alters, up to resembling the most famous castaway in literature,
Robinson Crusoe. Indeed, Quinn, watching his face in a mirror for the first
time in weeks of disconnection, takes note of this. «More than anything
else, he reminded himself of Robinson Crusoe.»11(*) In The Locked Room,
it is precisely Robinson Crusoe that the young Fanshawe is said to be
reading. In the same story, Auster devotes one page to an anecdote about a
16th century French soldier called La Chère who was banished
to a «solitary island» where he was left starving. In The Book of
Memory, Auster, remembering his one year-stay in a maid's room in
Paris writes: «This was life as Crusoe would have lived it: shipwreck in
the heart of the city.»12(*)
The image of the island is thus recurrent in these two novels.
It emphasizes the hostility of the environment (be it urban or desert) that the
characters have left behind to find safety on their island. It also brings out
that, while they are on their island, the characters are completely unreachable
even when their island is right in the heart of such a megalopolis as New York.
Eventually, with the image of the castaway, Auster puts the stress on the
impact of disconnection upon the man's mind and body.
Metaphoric rooms
«Books became a refuge for him early on, a place where he
could keep himself hidden -not only from others, but also from his own thoughts
as well.»13(*) This
statement from the narrator in Moon Palace about Solomon Barber
explicitly introduces the fact that disconnection does not necessarily imply
isolation in an actual geographical space. Indeed, there is a significant
number of metaphorical rooms that are used by the characters to set themselves
apart. Books, or more generally imagination can be one device, as for Solomon
Barber for instance. Sometimes, imagination in addition to a geographical place
can help the characters to detach themselves from reality, like Fanshawe as a
little boy, with his cardboard box: «it was his secret place, he told me,
and when he sat inside and closed it up around him, he could go wherever he
wanted to go, could be wherever he wanted to be.»14(*) Likewise, clothes can
sometimes play the role of rooms like Marco's uncle's suit that is more to him
than a simple garment: «I felt at home in it (...) It functioned as a
protective membrane, a second skin that shielded me from the blow of
life.»15(*) However,
what is interesting to notice is that the clothes in which the characters feel
at home are always inherited from dead people: Effing gives Marco an overcoat
that belonged to his former companion, now dead. Wearing it, Marco feels as if
he were «Pavel Shum's ghost».16(*) In his cave, Effing wears the dead hermit's clothes.
The narrator-hero in The Locked Room is dressed in an overcoat
inherited from a dead man.17(*) Therefore, the association between room (even though
metaphorical) and tomb still holds true.
But one's body can also be considered as a room when it
confines its occupier and cuts him off from the others. It is the case with
Solomon Barber's obese body in which he hides himself from others: « His
body was like a dungeon, and he had been condemned to serve out the rest of his
days in it.»18(*) And
it is also through his body that Effing detaches himself from the others. His
apparent blindness confines him in a world of darkness where the visual image
of the world no longer reaches him and his paralysis widens all the more the
gap between him and the world.
2/ Starving
Depletion
«Little by little, I saw my money dwindle to zero; I
lost my apartment, I wound up living in the streets.»19(*) This decline in Marco's
situation shows that the movement of disconnection is always accompanied by
general depletion. If at first, the characters are victims of their depletion,
they nevertheless do nothing to pull through it, and moreover, they always end
up methodically depriving themselves of anything they previously had. The
characters seem helpless, confronted with their alarmingly deteriorating
situation This helplessness is conveyed by the grammatical form of the
sentences where the object is put in a subject position, thus emphasizing the
passivity of the characters. «The food supplies were going to run
out»20(*)
«Quinn's money ran out at last.»21(*) Having reached a certain point of destitution, they
turn to self-inflicted starvation: « His ambition was to eat as little as
possible.»22(*)
«I was trying to separate myself from my body.»23(*) The radical decline the
characters go through and seek is a feature that recurs strikingly in Moon
Palace and The New York Trilogy. This process seems to be, for
the Austerian characters, a necessary step towards their mutation. As Curtis
White elegantly puts it:
B admired A's obsession with peeling away the layers of the
self, of all the excrescences of life, like cars, possessions, money, food,
other people. All for the exquisite dramatic purpose of arriving at the zero
degree of the self, the absolute floor of human being where something enormous
whether good or bad might be expected.24(*)
Flirting with death
However, seeking to reach «the absolute floor of human
being» is of course not without danger, and the danger is death pure and
simple. Yet it does not keep the characters from continuing to starve even if
their bodies gradually turn into skeletons as they get thinner. Marco realizes
retrospectively: «It is true that I was alarmingly thin by the end, just
112 pounds.»25(*) And
the narrator in City of Glass declares: «It goes without saying
that Quinn lost a good deal of weight during this period.»26(*) The characters, through their
constant flirting with death, are reduced to no more than living-dead and this
is precisely the state they want to reach. This attitude corresponds to a theme
that is particularly dear to Auster, that of hunger. In The Art of
Hunger -an essay about the novel by Knut Hamsun- Auster says of Hansum's
hero: «His fast then, is a contradiction, to persist in it would mean
death, and with death, the fast would end. He must therefore stay alive, but
only to the extent that it keeps him on the point of death.»27(*) Quinn, in City of
Glass, is a «hunger character» and he has the same attitude:
«He did not want to starve himself to death (...) He simply wanted to
leave himself free to think of the things that truly concerned
him.»28(*) Thus, the
characters willingly try to approach death as closely as possible, somehow
braving it, as if to provoke what the medical jargon designates as an NDE, a
near-death experience, the moment lived by people whose brain is considered as
dead and who nevertheless come back to life afterwards. It is now acknowledged
that an NDE has important consequences on the minds of the people who have
experienced it. It is most of the time felt as a kind of revelation that has
definitively changed their lives. This experience is amazing enough for some
adventurous people to want to have it in their turn. Besides, this has been the
subject of the 1990 movie Flat Liners by Joël Schumacher. This
film is about a group of medical students who deliberately put themselves in a
state of clinical death for a few seconds in order to see for themselves what
is beyond death.
Thus, it seems obvious that the Austerian characters, through
their starving, aim at some sort of epiphany in the Joycian sense of the word:
a deep and powerful revelation about themselves and the world.
The monk and the hermit
Isolation in small and bare places, deprivation of material
goods and strict self-imposed discipline in a kind of general purge, all this
aiming at some emancipation of the mind, is also known as ascetism. And this
term is commonly associated with the figures of the monk and the hermit, two
figures that are omnipresent throughout the two novels. First, through
metaphorical descriptions of places. Marco's room at Effing's is described as
«a rudimentary enclosure no larger than a monk's cell.»29(*) In Ghosts, Blue
entering Black's apartment: «It's the same monk's cell he saw in his
mind.»30(*) Then, the
characters themselves are compared to these figures. In Ghosts, Blue
disguises himself as Jimmy Rose: «These final details give him the look of
an old testament prophet (...) a saint of penury living in the margins of
society.»31(*) Marco
says of himself: «I was a monk seeking illumination.»32(*) We must also bear in mind
that Julian Barber (Effing) substitutes himself for an old hermit in the
desert.
Inanition is also linked to the figures of the monk and the
hermit as Auster wrote in one of his essays: «Mystics fast in order to
prepare themselves to the words of God.»33(*) And in effect, this point is crucial when comparing
these two figures insofar as it demonstrates that isolation and starvation have
been traditionally used by the mystics as a method to achieve revelation. The
narrator-hero in The Locked Room sums this up in a commentary about
Fanshawe: «The stringency of this life disciplined him. Solitude became a
passageway into the self, an instrument of discovery.»34(*) But contrary to the monk and
the hermit who seek a spiritual or a mystical revelation, Austerian characters
tend towards a revelation of themselves.
B TOWARDS ORIGINS
1/ The room
The shelter
For most of the main characters in Moon Palace and
The New York Trilogy, the room is a place where they come to find
shelter. The White Horse Tavern, the bar where Zimmer takes Marco, is a figure
of shelter: «It was pleasant to be huddled there in our little
booth»35(*) The
«little booth» suggests a tiny place and the verb «huddle»
evokes baby birds in their nests. Now how can we fail to notice the resemblance
between the word shelter and the word shell? The shell that
protects the embryo (the future being to be born). The shell and the image of
the egg inherent to it appear in the two novels. In Moon Palace, there
is a much-detailed episode when Marco drops his last two eggs on the floor and
this «disaster» deeply affects him. But what is striking is that this
scene is immediately followed by Marco's eviction from his apartment. The
parallel is therefore clear: The broken shell of the egg proleptically
announces the loss of Marco's shelter. Likewise, it is the image of a falling
egg that forecasts Marco's father's death: «I understood how fragile my
world had become. The egg was slipping through my fingers, and sooner or later,
it was bound to drop. Barber died on September fourth, just three days after
this incident in the restaurant»36(*)
The locked room where Fanshawe takes shelter in Boston is
located on Columbus Street. There is an uncountable number of allusions to
Columbus in Moon Palace and The New York Trilogy but what is
essential to pinpoint is the association between Columbus and the figure of the
egg. In City of Glass, Stillman tells the story according to which
Columbus cracked the bottom of an egg in order for it to stand on its end.
Effing also refers to the `Egg of Columbus', which was the name given to an
exhibition on electricity by Tesla. It is interesting to notice that the rooms
which perform the function of shelter for the characters, i.e. a shell that
protects them from the outer world, are often associated with the image of the
egg as if the characters expressed a subconscious desire to return to their
origin.
The retreat
Along with the function of shelter, the room has the function
of a privileged space of inwardness and meditation. Marco's apartment is
described as «a bare and grubby room (that) had been transformed into a
site of inwardness.»37(*) Then, Marco says about his cave in Central Park:
«It became a sanctuary for me, a refuge of
inwardness.»38(*) This function of the room is also found in the same
terms in Leviathan: «it was a sanctuary of
inwardness, a room in which the only possible activity was
thought.»39(*) The
rooms are thus presented through the Pascalian view according to which to stay
in them is essential in order to mature: «All the unhappiness of man stems
from one thing only: that he is incapable of staying quietly in his
room.»40(*) Auster,
when writing about the rooms in which his characters live and meditate,
certainly bears in mind his own days in limited spaces such as his 1965 stay in
Paris that he recalls in The Book of Memory: «The room
he lived in was a dream space, and its walls were like the skin of some second
body around him, as if his own body had been transformed into a mind, a
breathing instrument of pure thought.»41(*) The stay in the room is therefore assimilated to a
spiritual retreat like those gone into by the sceptic philosophers. The image
of Quinn, living in his garbage bin, depriving himself of all that is not
indispensable to strict survival, is very reminiscent of Diogenes in his tub or
Descartes and his theory of the Tabula Rasa. Auster had certainly these
thinkers at the back of his mind when writing these novels, but he must have
thought even more of 19th century American writers such as Emerson
and more particularly Henry David Thoreau and his famous Walden.
Walden, the Massachusetts's countryside place where Thoreau exiled himself to
concentrate exclusively on his inner life is referred to -directly and
indirectly- countless times in both novels. In Ghosts, Walden
is the book that both Black and Blue are reading. In this same story, Black
tells an anecdote about Thoreau visiting Whitman next to a chamber pot. In
The Locked Room, the narrator-hero alludes to a childhood friend named
Dennis Walden. In City of Glass, Quinn guesses at the reason why
Stillman uses Henry Dark for pseudonym: «`HD' he said `For Henry David? As
in Henry David Thoreau.'»42(*) Marco, in Central Park, is an obvious Thoreau-like
character, as Thoreau's own words could well come out of Marco's mouth:
I wanted to live deep and suck out all the marrow of life, to
live sturdily and Spartan-like as to put to rout all that was not life, to cut
a broad swath and shave close, to drive life into a corner and reduce it to its
lowest terms.43(*)
The search for THE place
For the characters, the arrival in a room always follows a
period of roaming, another theme dear to Auster. Most of the time, this roaming
is triggered off by the loss of the home base: Marco being evicted from his
apartment, Effing leaving New York for the desert, Quinn and Blue having to
leave their apartments for the sake of their investigation or Fanshawe quitting
his wife and apartment to wander about the USA. The episode in which Effing is
lost in the desert in search for a shelter has an obvious biblical overtone:
the wandering of the Hebrews in the Sinai desert in quest of the Promised Land.
This analogy is later taken up by Marco in a metaphoric way: «I had been
lost in the desert and then, out of the blue, I had found my Canaan, my
promised land.»44(*)
The characters are somehow all Wandering Jews insofar as they are forced into
an exile because of the loss of their place of origin. Consequently, they are
in a constant search for THE place, which would be a substitute for their place
of origin. That is why they end up inescapably in rooms, the room being -in the
Austerian universe- bound up with the notion of origin as in this sentence from
The Book of Memory: «It begins therefore with this room. And then
it begins with that room.»45(*) Of course, THE place is not a particular instance
of room, the rooms in Auster often being used as metaphors for the mind, THE
place is more a state of consciousness that can be reached only after the
experience of the actual room: «This room I discovered, was located inside
my skull.»46(*)
2/ The Womb
The experience of the cave
It is impossible to miss the striking parallel between Marco's
sojourn in a cave in Central Park and Effing's stay in a cave in the middle of
the desert. It is also clear that, for both characters, the sojourn in the cave
entails the birth of a new being. Therefore, it can be said that the cave
somehow plays the role of a generative space, a womb from which the characters
come to life for the second time. It must be noticed that not only are the
actual caves considered as caves but also all the places where there is
«the experience of the cave»47(*), that is to say a majority of rooms. It is therefore
no coincidence if the words room, womb and tomb are
linked in a triad that is one key to Auster's world: «The words rhyme, and
even if there is no real connection between them, he cannot help thinking of
them together. Room and tomb, tomb and
womb, womb and room.»48(*) The shape and the narrowness
of the cave make it some sort of a womb on a human scale. The wellbeing of the
characters inside the cave is then, in the Freudian interpretation, the
expression of a subconscious desire to crawl back into the womb of the
mother49(*). Think of
Fanshawe as a little boy in his cardboard box. Like most of the children of his
age, he likes to shut himself up in small spaces and his behaviour is
symptomatic of a desire to be back in one's mother's belly.
In order to perform its function as a womb, the cave must be
hermetically shut. When Marco finds the cave in Central Park, he shuts himself
in it: «I pulled some loose branches in with me to block up the
opening.»50(*)
Effing's cave in the desert is also shut: «He pulled away the branches and
twigs that blocked the opening and went in.»51(*) Thus, the `womb-cave' has to
be `virgin', shielded from the exterior world, in order to perform its function
as a matrix. If room and tomb are linked phonetically, it is
also the case with the words cave and grave. And indeed, the
idea of death is omnipresent in the cave since the birth of a new being
necessarily implies the death of the old one.
Jonah or the resurrection
«You will note that where you would think should be the
end of Jonah, there was his safety.»52(*) This sentence from Saint Jerome quoted by Auster in
The Invention of Solitude is interesting to shed light on the
antinomical relationship that the characters cultivate with death and birth in
Moon Palace and The New York Trilogy. After the many
mythological stories about a gigantic monster swallowing the hero and
delivering him to a new life and the story of Pinocchio by Collodi,
Auster revisits this motif -which counts among his favourite ones- simply
omitting...the whale, or more precisely, transfiguring the whale in a
geographical space, the room. Marco, when asked how many days he spent in the
cave, answers three «because three is a literary number, the same number
of days that Jonah spent in the belly of the whale.»53(*)
The room is thus a place where the characters somehow die ,at
least in the eyes of the other since they are now inside the whale, but it is
also the place where they resurrect as new beings now able to see
«clearly»:
And when the fish then vomits Jonah onto dry land, Jonah is
given back to life, as if the death he had found in the belly of the fish were
a preparation for a new life, a life that has passed through death, and
therefore a life that can at last speak. For death has frightened him into
opening his mouth.54(*)
With regard to the fact that the whale is a marine mammal,
i.e., an animal that carries its baby in its womb, the image of birth is all
the more strong. Indeed, from an oviparous function of the room, which we found
with the image of the egg, we have now a «mammal room» that
represents a much more developed and elaborate form of birth.
Gestation: birth or miscarriage
It should be stressed that, before coming out of the
«womb places», the characters spend a specific length of time in them
that can be interpreted as a gestation. Marco spends three days in the cave, a
highly symbolical number. Effing lives in his cave for nine months! Blue
remains in his rented room «for almost a year.»55(*) As for Quinn, it is not
precisely specified but it is long: «A long time passed. Exactly how long
it is impossible to say. Weeks certainly, but perhaps even
months.»56(*) Marco
spends one month in Zimmer's apartment, which is a kind of incubator for the
just-rescued Marco. If the stay in the room is a gestation, coming out from it
is then a delivery. An illustration of this is the description of Marco, coming
out of his cave, that can be read as the passing of the baby through the neck
of the womb: «At some point, I must have crawled from the cave and
stretched myself out on the grass.»57(*) It is interesting to notice that Quinn, when confined
in the Stillmans' apartment at the end of City of Glass, wonders about
his own passing through his mother's womb: «he remembered the moment of
his own birth and how he had been pulled gently from his mother's
womb.»58(*) However,
if Marco, who was bound to die if he remained in his apartment, as a baby who
cannot get out of his mother's belly, is saved by an induced delivery (his
eviction), Quinn has not got this chance. No one knows where Quinn is, so that
no one can take him out of the Stillman's apartment and when Auster and his
friend come, it is only to notice that he has disappeared. There is an anecdote
in The Book of Memory that presents similarities with Quinn's ending,
Auster recalls that, in 1979, a boy had disappeared in his neighbourhood and
what he writes about this event echoes Quinn's obliteration :
Whatever it was that happened to him, it happened without a
trace. He could have been kidnapped, he could have been murdered, or perhaps he
simply wandered off and came to his death in a place where no one could see
him. The only thing that can be said with any certainty is that he vanished -as
if from the face of the earth.59(*)
The room is a motif to which Auster gives great importance.
The room functions as a shelter for the characters, it enables them to withdraw
from society and meditate. But once they have discovered new things about
themselves, they must come out of the room and reintegrate society, expressing
themselves, in a book for example. If they carry on digging into themselves,
they are bound to sink into madness and disappear, like a snake eating its
tail.
C SEARCH FOR HARMONY
1/ Success and failure
The New Man
For the Austerian characters, disconnection, along with
depletion, all this taking place in a womb-like environment, entails the birth
of a new being. To what extent do the characters become new beings? The answer
lies partly in the preface of the French edition of The Invention of
Solitude by Pascal Bruckner: «la chambre (est) une sorte
d'utérus mental, le lieu d'une seconde naissance où le sujet ne
naît pas au monde mais à lui-même.»60(*) Thus as a result of this
second birth, the characters seem to reach a new state of consciousness, like
Marco, who after numerous stays in rooms and periods of roaming, notices
«I felt that some important question would be resolved for me. I had no
idea what the question was, but the answer had already been formed in my steps
(...) I was no longer the person I had once been.»61(*) The feeling of inner harmony
results from the characters' discovery of their «real» selves through
mental introspection. Auster explained this in an interview: «We know who
we are because we can think of who we are (...) and this takes place in
absolute solitude.»62(*) When Marco -just having been hired as Effing's new
companion- strolls with him in the streets, Effing introduces him to his
friends saying: «This is my new man.»63(*) This ambiguous statement may signify that
Effing -because he has experienced the same hardships as Marco- has understood
that Marco is indeed a «new man» at this stage.
Reconnection
If disconnection is a preliminary condition to the birth of a
new being, once he is born again, the opposite process begins and the character
gradually reconnects to others. In this regard, Auster's heroes illustrate his
philosophy perfectly. In an interview, he said: «You don't begin to
understand your connection to others until you are alone, the more intensely
you are alone, the more deeply you plunge into a state of solitude, the more
deeply you feel that connection.»64(*) The reconnection takes on different forms: Marco's
new job at Effing's and above all, his love story with Kitty Wu, which is a
proof of Marco's social reconnection. Effing, after his stay in the cave,
becomes richer than ever, thus reconnecting through business. The narrator-hero
in The Locked Room reconnects at the very last minute, jumping into
the train that brings him back to his wife and children. It is interesting to
point out that the characters eventually regain all that they have been
deprived of: money, food and social life. It is also noticeable that the
characters are no longer confined in small spaces at the end of the novels:
Marco facing the Pacific Ocean, or Blue supposedly sailing to China. Not only
in harmony with themselves, the newborn characters are also in harmony with
others and Marco remarks this in the park «But you cannot live without
establishing an equilibrium between the inner and the outer. The park did that
for me.»65(*)
Obliteration
However, if a great majority of the characters turn into new
beings and are thus able to reconnect, there also occur failures, as it is the
case with Quinn, the hero in City of Glass. Quinn, in his
investigation, searches for Stillman so obsessively that he irrevocably
misplaces himself and eventually disappears, leaving nothing behind him but a
red notebook. With Quinn, Auster offers an example of the danger that
disconnection represents. In Ghosts, Black tells Blue the story of
Wakefield by Nathaniel Hawthorne in which the eponymous hero,
pretending to be on a business trip, decides to rent a room in his own city and
wait to see what will happen. It turns out that he stays in his room for more
than twenty years before he comes back to his wife. In his book, Hawthorne
gives the moral of this story: «By stepping aside for a moment, a man
exposes himself to the fearful risk of losing his place forever.»66(*) This statement can apply to
Quinn. Indeed, little by little, Quinn loses everything and eventually loses
himself. Because of his absorption in the Stillman's case, Quinn finds himself
locked in it. A similar situation happens in The Locked Room where the
narrator-hero becomes a prisoner of the biography he is writing. He too comes
very close to ending up like Quinn as his wife observes: «I sometimes
think I can see you vanishing before my eyes.»67(*) However, as far as Quinn is
concerned, he does not manage to catch up with life and therefore he is caught
in a disconnecting process that leads him irrevocably towards obliteration. But
what makes Quinn different from the other characters? In actual fact, from the
very beginning of the novel, Quinn is depicted as someone `out of place'. He
writes under a pseudonym and never uses his proper name. He lives alone and
avoids contact with people (he has never met his agent). He has lost his wife
and his son so that he has nobody to count on. Thus, as the narrator says in
the first pages: «Quinn had allowed himself to vanish, to withdraw in the
confines of a strange and hermetic life (...) Quinn tended to feel out of place
in his own skin.»68(*) The Stillman's case therefore is just what breaks the
final fibres of the moorings that still tied Quinn to the world. Quinn was,
from the start, predisposed to vanishing.
2/ Art
The room: the matrix of artistic creation
As previously seen, the room enables some characters to reach
a state of harmony with themselves and others. But the room plays another role.
It is the matrix of artistic creation. As he explained in an interview, Auster
experienced this phenomenon as a young writer:
En 1979, c'est au 6 Varick street que j'ai écrit, dans
la minuscule chambre qui était la mienne, la plus grande partie du
Livre de la Mémoire. C'était horrible, la misère
absolue. Sans l'expérience de cette chambre, le livre aurait
été complètement différent. C'est dans ce lieu que
l'idée du livre est née.69(*)
Writing in rooms is a characteristic shared by all Auster's
writer-characters. In Leviathan, Peter Aaron writes his book in a cabin in the
countryside. In Moon Palace, Marco types out Effing's biography in his
«monk's cell». Samuel Farr, in In The Country of Last Things, writes
a book in his bedroom in the library. Anna Blume begins to write her
novel-letter in a corner of her bedroom in the Woburn Residence. Quinn ends up
filling his notebook in a room «that measured no more than ten feet by six
feet.»70(*)
Throughout his novels, Auster constantly alludes to a number of writers who
wrote exclusively in rooms: Hawthorne, Hölderlin, Anne Franck and Emily
Dickinson whose bedroom has a fundamental importance according to Auster:
Emily's room acquires an atmosphere encompassing the poet's
several moods of superiority, anxiety, anguish, resignation or ecstasy. Perhaps
more than any other concrete place in American literature, it symbolizes a
native tradition, epitomized by Emily, of an assiduous study of the inner
life.71(*)
Auster himself writes in a room: «his office, a small
studio apartment, is bare and white and smudged with Brooklyn grime. He sits
under two naked bulbs. The window shades are always drawn.»72(*) The room is therefore
presented as a necessary condition and at the same time as a catalyst to
artistic creation, and the work of art is itself the product of the room as
Auster wrote: «A man sits alone in a room and writes. Whether the book
speaks of loneliness or companionship, it is necessarily a product of
solitude.»73(*)
The artist in exile
Detachment and solitude allow the characters to stand back
from society for some time and it is through this process that they mature as
artists: «Fanshawe was alone for the whole time, barely seeing anyone,
barely even opening his mouth (...) I believe this period marked the beginning
of his maturity as a writer.»74(*) We have seen that, following a period of detachment,
the characters generally reconnect with society. But one can wonder to what
extent this is true. Indeed, once he has become an artist, the character is no
longer the same. If, as a man, he is able to reconnect to society, his status
as an artist has created some kind of a definitive distance between him and the
world. Indeed, the perception of the world by an artist is different from that
of an `ordinary' man. Besides this distance is essential for the act of
creation. In an interview with Gérard de Cortanze, Auster brings out
this point: «Presque tous les écrivains, poètes ou non, se
sentent à l'écart de la vie, de la societé.»75(*) In this, Auster meets Edmond
Jabès's views according to which there is a parallel in the statuses of
writers and Jews: «I feel that every writer, in some way, experiences the
Jewish condition, because every writer, every creator lives in a kind of
exile.»76(*) Being
himself a Jewish writer, Auster is particularly sensitive to this feeling of
exile. Futhermore, the galout -the Hebraic word meaning both exile and
scattering- and the book are two elements that are closely tied up in the
Jewish tradition:
Du fait que l'autonomie politique et l'indépendence
nationale sont perdues, que l'unique lieu du culte légitime ( le Temple
de Jérusalem) est détruit, le judaïsme doit s'inventer pour
survivre, des formes de conscience et de cohésion compatibles avec la
nouvelle situation historique. (...) C'est donc le Livre, ou mieux les livres,
qui vont devenir la patrie `temporaire' des juifs.77(*)
So, even when it is over, a form of exile lingers on for the
characters as they are now artists.
The hunger artist
If disconnection and starvation are indispensable factors to
the birth of the artist, for Auster, they also constitute an art of its own. In
his fundamental essay The Art of Hunger, in which he analyses the novel Hunger
by Knut Hamsun, Auster defines the art of hunger as being «an art that is
indistinguishable from the life of the artist who makes it. That is not to say
an art of autobiographical excess, but rather, an art that is the direct
expression of the effort to express itself.»78(*) So, not only is the concrete
product of the experience a work of art but also the experience in itself as
well as the experimenter. Auster's characters can therefore be qualified as
`works of art of hunger'. Take Marco and Quinn who methodically deprive
themselves of possessions and food and who consciously flirt with death. Their
attitude corresponds to that of Hamsun's hero who «seeks out what is most
difficult in himself, courting pain and adversity in the same way other men
seek pleasure.»79(*)
Starving, as Marco comes to conceive it, is then an artistic performance:
«I sought out the hidden advantages that each deprivation produced, and
once I learned how to live without a given thing, I dismissed it from my mind
for good. (...) Slowly but surely, I discovered that I was capable of going
very far, much farther than I would have thought possible.»80(*) The practice of the art of
hunger leads the characters towards a clearer perception of the world. Marco,
at the peak of a period of inanition, notices: «I had entered that strange
half-world in which everything starts to shine, to give off a new and
astonishing clarity.»81(*) This same phenomenon is observed by the hero in La
Faim: «Rien n'échappait à mon attention, j'avais toute ma
clarté et ma présence d'esprit, le flot des choses me
pénétrait avec une netteté étincelante comme si une
lumière s'était faite subitement autour de moi.»82(*)
II. TELLING STORIES
A THE WRITING OF THE BOOK
1/ Writing for myself
Motivations
For Austerian characters, confinement in limited spaces is
closely interwoven with the act of writing. Indeed it happens that a great
majority of Auster's protagonists write in rooms, the room being for them the
matrix of artistic creation as well as an essential element in the art of
hunger performed by Auster's heroes. But what does push the characters to
write? What should be established at the very outset is that when the
characters start writing, they are all somehow in a situation of distress, of
disorder. When Quinn, in City of Glass, begins to get out of his depth in the
Stillman's case, he buys a red notebook in the hope that if he writes
everything down, he will be able to stabilize the situation: «In that way,
perhaps, things might not get out of control»83(*) Writing is therefore an
attempt to restore order. In In The Country of Last Things, Anna Blume
begins to write her novel letter just after Isabel (her only friend in the
City of Destruction) has died and all her possessions have been stolen. In this
moment of great personal despair, writing becomes a refuge and a substitute for
personal contact. For all Auster's writer-characters, there is a common
motivation that drives them to start writing: a feeling of urgency. Anna Blume
writes «Suddenly, I felt an overwhelming urge to pick up one of the
pencils and begin this letter. By now, it is the one thing that matters to me:
to have my say at last, to get all down on these pages before it is too
late.»84(*) In
Leviathan, Peter Aaron hurries to tell his story before the FBI agents find out
the truth on their own. In Moon Palace, Effing decides to write his obituary
because he realizes that time is short before he dies: «I'm running out of
time and we've got to get started before it's too late.»85(*) In The Invention of
Solitude, written shortly after his father's death, Auster writes «I
thought: my father is gone. If I do not act quickly, his entire life will
vanish along with him.»86(*)
A paradoxical necessity
«Firstly and finally, all along the line, you write
because there is something you WANT to write, HAVE to write, for
yourself.»87(*) This
quotation by Harold Pinter seems to indicate that writing is the result of a
need, of an inner necessity that drives you to write for your own sake.
However, according to Auster, there is a paradox in the act of writing. You
start writing with the intention to stabilize things, to find relief, and, as
you write, you discover new problems and new sufferings. Yet, painful as the
act of writing may be, you keep on writing and you even dread the moment when
you will have to stop writing. In The Invention of Solitude, writing
about his dead father, Auster declares: «Instead of healing me as I
thought it would, the act of writing has kept this wound open.»88(*) In an interview, Auster makes
this paradox explicit: «l'écriture est sûrement une maladie.
On écrit pour combler un manque. Quelque chose ne va pas. On
écrit peut être pour se guérir. Je ne sais
pas.»89(*) It can be
said that the pain that resurfaces from the act of writing participates in the
necessity to keep on writing. It is even through this masochistic seeking for
pain that the writer makes art, the art of hunger. The necessity to keep on
writing is also motivated by the fear to end one's writings. Quinn, in City
of Glass is all the more in anguish as he realizes that he is running out
of pages in his notebook. Auster, in Portrait of an Invisible Man, writes that
he wants «to postpone the moment of ending»90(*). The moment they end their
book is synonymous with death for the characters (as for Quinn for example),
that is why they hold on so much to their writing: «After that, Sam's book
became the most important thing in my life. As long as we kept working on it, I
realized the notion of a possible future would continue to exist for
us.»91(*) In an
interview, Auster explains the ambiguous relationships he cultivates with the
act of writing: «It's an activity I seem to need in order to stay alive. I
feel terrible when I'm not doing it. It's not that writing brings me a lot of
pleasure -but not doing it is worse.»92(*)
Writing: moving inward and outward
In the same way that disconnection and starvation enable the
characters to dig into themselves in order to find their own selves and then
reconnect to the world, the process of writing has similar consequences. First,
as «writing is a solitary business»93(*), it is an activity that favors introspection.
However, the book is an important element insofar as it is a kind of tool, let
us say a spade, which helps the writer to dig deeper into himself. In an
interview, Auster explains how he used the book he was writing as an instrument
of investigation of the self:
I was looking at myself the same way a scientist studies a
laboratory animal. I was no more than a little gray rat, a guinea pig stuck in
the cage of my own consciousness; the book (...) was an attempt to turn myself
inside out and examine what I was made of.94(*)
In City Of Glass and Ghosts, the
writer-characters do experience this introspection. Mention is made of a number
of reminiscences the characters go through as they write, along with a number
of questions they ask themselves. However, as their writings consist only of
reports, that is, not literature, the process is not as strong as for Effing in
the desert who discovers that «the true purpose of art was not to create
beautiful objects (...) It was a method of understanding, a way of penetrating
the world and finding one's place in it.»95(*) So, writing, when it is an art, i.e. literature,
enables its author to discover himself more fully and consequently, enables him
to find his place in the world. This function of writing is summed up in
The Invention of Solitude: «as he writes, he feels that he is
moving inward (through himself) and at the same time, outward (toward the
world).»96(*)
2/ The book
Books and notebooks
When reading Auster's novels, one cannot fail to notice the
omnipresence of books and notebooks in the stories and this is particularly
apparent in our two novels. Books figure prominently in the life of the hero in
Moon Palace. Marco's mother worked for «a textbook company of
some sort»97(*). His
uncle was «a door-to-door encyclopedia salesman»98(*) for a while. It is this same
uncle who passes on to Marco his 1492 books, the boxes of which Marco will use
at first as furniture. Marco's different jobs are all related to books:
«part-time work in a book store»99(*), library work and reader for Effing. Thus, `bookish'
is an adjective that suits Marco well. In The New York Trilogy, Quinn
is a writer of mystery novels in City of Glass. In Ghosts,
there are numerous references made to novels and writers: Walden by HD Thoreau,
Wakefield by Nathaniel Hawthorne... Finally, the narrator-hero in The Locked
Room, is a writer who is the literary executor of his writer-friend:
Fanshawe.Another point that is worth stressing is the characters' tendency to
write in notebooks, most of the time red-coloured ones. Quinn writes down his
observations in a red notebook and Stillman happens to have a red notebook
«similar to Quinn's but smaller.»100(*) It is in a red notebook too that Fanshawe writes his
own story. In Moon Palace, when Marco lives in Central Park, he jots down his
observations in a notebook101(*) and Effing, while confined in his cave in the Utah
desert, records his thoughts in a notebook too.102(*) Naturally, the fact that the
characters write in notebooks has a lot to do with Auster's own attachment to
notebooks: «J'ai toujours travaillé dans des carnets. Je
préfère le cahier aux feuilles volantes. Tout est contenu,
rassemblé dans le même lieu. Le carnet est une sorte de maison
pour les mots.»103(*)
The creation of another world
In Auster's world, the book is an element to which great
importance is given. This importance stems from Auster's conception of the book
as a place. Indeed, for Auster as for his characters, books are perceived as
independent and parallel worlds in which the mind can freely wander. Whether in
the process of writing it or reading it, the book is the work of the mind, is a
world for the mind. This is what appeals to Marco when he toys with the idea of
becoming a librarian: «Libraries aren't the real world after all. They are
places apart, sanctuaries of pure thought. In that way, I can go on living in
the moon for the rest of my life.»104(*) Therefore, for the characters, books are a means to
disconnect themselves from the `real world', to wander in a world created by
their minds. Hence Marco's resentful statement about Chandler the bookseller
whose conception of books has nothing to do with Marco's: «A book was no
more than an object to him, a thing that belonged to the world of things, and
as such is was not radically different from a shoebox, a toilet plunger, or a
coffeepot.»105(*)
Contrary to Chandler, Solomon Barber considers books not as simple objects, but
as doors to another world. Through reading, he is able to withdraw from the
reality of his obesity: «By entering the words that stood before him on
the page, he was able to forget his body.»106(*) But if reading is a way to
enter the world that is the book, writing is also a door to the world of the
mind. Solomon Barber, when he is seventeen, writes a novel: Kepler's Blood,
which enables him to escape from the reality of his absent father. In it, he
projects himself in a story about his father's disappearance, and Marco
comments on the novel saying «It demonstrates how Barber played out the
inner dramas of his early life.»107(*) The verb play out is interesting in relation to a
quotation by Freud found in The Invention of Solitude: «Perhaps
we may say that every child at play behaves like an imaginative writer in that
he creates a world of his own or, more truly, he rearranges the things of his
world and orders it in a new way.»108(*) This quotation can explain the presence of the
numerous characters writing in notebooks. Through writing, the character
creates and controls another world in which he includes himself. Consequently,
the character feels comfortable in a world where he orders things as he
pleases.
The limits of the book
There is a problem with which many writer-characters are
confronted at one moment or another during the course of their writings: the
running out of pages in their notebooks. The most obvious example of this is
Quinn in City of Glass who gradually disappears as the number of pages
in his red notebook diminishes: «This period of growing darkness coincided
with the dwindling of pages in the red notebook.»109(*)
A similar situation occurs in Moon Palace. As days go
by in his Utah cave, Effing runs out of canvasses to paint on:
«Eventually, his materials were going to run out»111(*) However, he manages to find
notebooks and begins to write, but once again, he fills them up: «By
mid-February, however, he had filled all his notebooks, and there were no pages
left to write on anymore.»112(*)
This running out of space soon turns to obsession for the
characters for whom the number of blank pages left somehow represents their
future: «each time he completed another canvas, the dimensions of the
future shrank for him, steadily drawing him closer to the moment where there
would be no future at all.»113(*) Besides, this very traditional metaphor of the
future as a blank page is already used by Marco at the beginning of Moon
Palace: «At each moment, the future stood before me as a blank, a
white page of uncertainty.»114(*) Therefore, running out of paper signifies getting
closer to one's end: «Little by little, Quinn was coming to the end. At a
certain point, he realized that the more he wrote, the sooner the time would
come when he could no longer write anything.»115(*) The end of the notebook thus
corresponds to the end of the character: Effing, alias Julian Barber, dies
symbolically in the desert when he finishes his last painting and Quinn
disappears for good when he fills up his notebook.
B ENCIRCLING FICTION
1/ The Russian-doll effect
Moon Palace and The New York Trilogy:
archipelagoes of stories
What is striking when reading Moon Palace and The
New York Trilogy is the architecture of these two novels. Indeed, the
diegetic structure of both books is very complex. The New York Trilogy
is composed of three stories that seem to be independent even though they
intermingle partially and are eventually claimed by the narrator to be the same
story. Moon Palace comprises several micro-stories that take place
within the main story. Thus each novel contains a series of internal stories,
each one being intricately interconnected to the others. This Russian-doll
effect is due to Auster's specific way of superimposing the narrative layers.
In Moon Palace, for example, within the main story that is Marco's,
occur several retrospective narrations or embedded stories: Effing's adventure
in the desert, Solomon Barber's own story and his novel Kepler's Blood. All
these stories overlap and clarify one another in retrospect. As a result, the
novel becomes labyrinthine, somehow on the pattern of The One Thousand and
One Nights, in which the analepses themselves constitute the main story.
The embedded stories within Moon Palace and the three stories that constitute
The New York Trilogy, can be compared to small islands of fiction in
the middle of the sea of diegesis. The reader perceives and establishes links
between these islands of fiction, and thus, he mentally unites them into a
whole: an archipelago. The image of the archipelago is primordial in order to
understand the way Auster's fiction works. Indeed critic Christophe Metress
brings out the essential difference between the archipelago and the island.
According to him, the island is a concrete unity, a creation of nature, whereas
the archipelago is an invention of the mind, a unity founded on artificial
links established between dispersed fragments.
L'archipel (...) est une construction de l'esprit qui tient
compte à la fois de la fragmentation et de la totalité, sans pour
autant que ces deux notions s'excluent mutuellement. Un archipel est fait
d'objets isolés qui ne se touchent pas, mais qui, bien que jamais en
contact direct, sont reliés entre eux par l'imagination qui les
conçoit comme les parties éparses d'un Tout plus grand.116(*)
Auster himself uses the metaphor of the archipelago in In
The Country of Last Things. When Anna explains her job as object hunter
-an activity consisting in salvaging discarded objects or even fragments of
objects- she says «The job is to zero in on these islands of intactness,
to imagine them joined to other such islands, and those islands to still
others, and thus to create new archipelagoes of matter.»117(*)
By disseminating small fragments of fiction throughout his
books, Auster expects the reader to use his mind, his imagination, to create by
himself `archipelagoes of matter' i.e. to organize the fragments into a
meaningful unity. This necessary involvement of the reader in the creation of
the book is typical of Auster's way of writing, but this will be our subject
later.
Bridges between the spheres of fiction
Within the set of small islands of fiction that appears in
Auster's work, it is worth mentioning that there exist countless bridges
between the many stories and the different books. Here, an interesting analogy
can be established between Auster's fiction and the structure of the city of
Amsterdam that he describes in The Invention of Solitude: «The
plan of the city is circular (a series of concentric circles, bisected by
canals, a cross-hatch of hundreds of tiny bridges, each one connecting to
another, as though endlessly.)»118(*) This image is eloquent insofar as it well
illustrates the innumerable connections within Auster's Russian doll-like
fiction. An exhaustive list of all the intertextual threads being almost
impossible to draw up, only a few examples will be given: Anna Blume, the
heroine in In The Country of Last Things, is also Zimmer's absent
girlfriend in Moon Palace. Besides, this same Zimmer appears in
Leviathan. In Mr Vertigo, Walt, the hero, marries Molly
Quinn, whose nephew is Daniel Quinn, the detective in City of Glass,
also mentioned in The Locked Room. Thus, the characters circulate
within Auster's world, they cross the bridges between the different stories and
the different books, like passers-by wandering in the city of Amsterdam.
Besides, it should be mentioned that the hero in Moon Palace was
initially called Quinn before being called Marco.119(*) Thus the micro-stories
within each novel form an archipelago, which is itself included in a larger
archipelago, made up by the set of Auster's books. Moreover, this latter
archipelago is widened by a number of references to books by other writers who
influenced Auster: Thoreau, Melville, Vernes, Cervantes, Kafka,
Poe...Therefore, Auster's world is an archipelago that rests upon an intricate
web of bridges. However, Auster does not content himself with a rich network of
connections within the realm of fiction, he goes so far as to break the frame
of fiction, building bridges between the inside and the outside of fiction.
Through narrative metalepsis, Auster includes himself in City of
Glass. In it, he plays his own role: he is Paul Auster the writer, a
«tall dark fellow in his mid-thirties»120(*) who lives with his wife Siri
and his son Daniel and he is the friend of the narrator and so-called author of
the story. This creates a rather puzzling effect on the reader as the
distinction among the actual author, the author-narrator and the character is
increasingly blurred. But this is precisely the point at stake here. By
building so many bridges, Auster expects the reader to get immersed in his
world of infinite connections and to perceive a unity in it.
Stories about story-telling
One of the reasons why there are so many embedded stories in
Moon Palace and The New York Trilogy, is that both novels are
about writers and writing. As a result, these two novels are about
story-telling just like The One Thousand and One Nights, the plot of
which Auster explains in The Invention of Solitude: «She begins
her story and what she tells is a story about story-telling, a story within
which are several stories, each one in itself, about
story-telling.»121(*) The One Thousand and One Nights is a good
example of the spiral effect of the mise en abyme. This motif is declined in a
variety of ways throughout Auster's novels but there is a particularly relevant
illustration of this in The Music of Chance. It is the `City of the
World': a miniature scale-model of a city in which the model maker intends to
include a model of the city itself. Thus, building «a model of the
model»122(*) is
somehow what Auster does in his books. This kind of fiction, concerned with the
nature and techniques of fiction itself, is called metafiction. It usually
depicts the process of writing and presents the novel as a literary
construction but it also highlights the artificiality of the narrative
conventions. In The New York Trilogy, it is the conventional genre of
the detective novel that Auster uses to comment on the question of writing. The
detective's investigation, with the putting together of different elements,
symbolizes a search for truth, for meaning. Usually, at the end of a mystery
novel, the detective manages to put the pieces back together, the case is
solved, the truth is unveiled and order is restored. However, in The
Trilogy, it is the opposite process that happens as Auster once explained:
«[the detective] is the seeker after the truth, the problem-solver, the
one who tries to figure things out. But what if in the course of trying to
figure it out, you just unveil more mysteries?»123(*) In view of this, The New
York Trilogy is an excellent example of post-modern metafiction. Auster
uses the genre convention of the detective novel to «get to another
place»124(*) and in
effect, the book is intended to trigger off a metaphysical introspection in the
reader's mind.
2/ The fiction: a `City of the World'
The characters: literary creations
Throughout these two novels, Auster scatters a number of
allusions to the fact that his characters belong to a work of fiction, not to
the `real' world. Marco is a typical example of this, his initials, MS, are the
abbreviation for the word manuscript, which is Auster's way of reminding us
that Marco is a man who exists only on paper. The characters themselves often
draw parallels between themselves and heroes of literature. Marco compares his
boyhood days to the ones of «some pathetic orphan hero in a
nineteenth-century novel.»125(*) Later, Effing is said to «talk like a hero in a
goddamned book.»126(*) Auster himself, when writing on his father's visit
in Paris in 1972, says: «The encounter was straight out of Dostoyevsky:
bourgeois father comes to visit son in a foreign city and finds the struggling
poet alone in a garret, wasting away with fever.»127(*) One of Auster's
particularities is to place within the situations apparently trivial references
to books. When Effing decides to leave his cave in the desert, the narrator
says: «He knew that his time in the cave had come to an end -just like
that, with the speed and force of a book slamming shut.»128(*) Likewise, when Blue, in
Ghosts, realizes that the woman he has been courting will never be his
wife, he tells himself: «It's time to turn the page.»129(*) Through this device, Auster
constantly reminds us that we are reading a work of fiction. Besides, in
City of Glass, when Quinn leaves Paul Auster's apartment, Auster, in
order to contact him, asks Quinn: «Are you in the book?»130(*), as though Auster, the
author, was obliquely asking his character whether he belonged to the novel,
the latter answering «yes», as if somehow aware of his status as a
character. In an interview, Auster explains that for a time, he toyed with the
idea of «using an epigraph at the beginning of City of Glass. It
comes from Wittgenstein: `And it also means something to talk of living in the
pages of a book.'»131(*) Therefore, Auster seems to say that even though
fictional, the characters are nevertheless fully-fledged beings inside the
book.
Fiction: prison -Fate: manipulation
Given that the characters `live' in the pages of the book,
they are liable to become aware of their statuses as characters, thus realizing
their confinement inside the fiction. Marco, listening to Effing's stories,
points out that story-telling creates an artificial world, a kind of prison of
fiction: «I began to live inside that voice as though it were a room, a
windowless room that grew smaller and smaller with each passing
day.»132(*) This
image of the room gradually closing on its occupier is very disturbing,
likewise the idea of belonging to a work of fiction as Sophie remarks in the
Locked Room «No one wants to be part of a
fiction.»133(*)
What is disturbing in the idea of being part of a fiction is that «in a
work of fiction, one assumes there is a conscious mind behind the words on the
page.»134(*)
Therefore, it implies that if you are a character, you are not free: you are
confined in a limited space and above all, you are under the control of an
author. This is very reminiscent of the synopsis of The Music of
Chance in which Nashe and Pozzi are held prisoner in a clearing by two
men who use them to do what they want. Consequently, being a character is like
being a puppet in the hands of an author who has the power to act on everything
in the book like a demiurge. Hence the character's numerous interrogations on
the subject of fate. In City of Glass, Quinn wonders: «He had
tried to contact Virginia Stillman in order to tell her that he was through,
but the fates had not allowed it. Quinn paused for a moment to consider this.
Was `fate' really the word he wanted to use?»135(*) Indeed, the word that Quinn
cannot find could very well be the word `author'. But if Quinn is never fully
aware of being a character, he nevertheless has doubts concerning fate that he
somehow personifies («fates had not allowed it»). Likewise, when his
car -with all his money in the trunk- is stolen, Marco immediately suspects
some external forces:
«It struck me that the theft had not been
committed by men. It was a prank of the gods, an act of divine malice whose
only object was to crush me.»136(*) It seems therefore that the characters become aware
of being trapped even though they do not really understand they are
characters.
To get out of the house of fiction
Once they are aware of being prisoners, the characters
-naturally enough- try to escape. «He feels like a man who has been
condemned to sit down in a room and go on reading for the rest of his life
(...) But how to get out? How to get out of the room that is the book that will
go on being written for as long as he stays in the room?»137(*) To this question, the
characters give different answers as so many escape attempts. Stillman
allegedly commits suicide: he jumps off the Brooklyn Bridge, as if he had
decided to disappear in the void between the stories. As for Quinn, he has no
time to escape since the author obliterates him once his part is played out. In
Ghosts, the author, or more precisely the figure of the author
embodied in the character Black/White, tries to obliterate Blue at the end:
«I don't need you anymore Blue (...) It's finished. The whole thing is
played out. There's nothing more to be done.»138(*) But this time, unlike in
City of Glass, it is Blue who kills his author and then runs away.
This radical form of escape that can be called `authoricide' seems to be
efficient insofar as Blue seems to have escaped the narrator and Auster
himself: «And from this moment, we know nothing.»139(*) The narrator-hero in The
Locked Room, contemplates killing his character, the subject of his book,
but he eventually decides against this, rather destroying the book and escaping
in a train. As far as Marco is concerned, his escape is somewhat different. At
the end of the book, Marco reaches the end of the continent and says:
«This is where I start, (...) this is where my life
begins.»140(*) With
this open ending, Auster seems to suggest that Marco, through his successful
crossing of the book, has somehow gained the status of a `free character', able
to live on his own outside the novel. But on the whole, there is a method that
the characters try in order to escape: to become writers in their turn, like
the narrator-hero in The Locked Room who declares: «If courage is
needed to write about it, I also know that writing about it is the one chance I
have to escape.»141(*)
C THE AUTHOR-CHARACTERS
1/ A search for authorship
Characters in quest of their authors
At one moment or another, the characters, somehow feeling
trapped or manipulated, go in search of the one person responsible for their
situation, the one who pulls the strings: the author. This is particularly
apparent in Ghosts where Blue tries to find and unmask White, Blue's
mysterious employer, the author of the trick. «White is the one who set
the case in motion -thrusting Blue into an empty room, as it were, and then,
turning off the light and locking the door.»142(*) Blue later finds his own
reports in Black's apartment and discovers that Black and White are finally the
same person. Therefore, the character Black/White is a figure of the two sides
of the author. White is the one who sets up the trick, the plot. His role is
that of the scenarist. Black records what happens, he does the writing work.A
noticeable point is that the authors, or more exactly, the figures of the
author, generally hide from their characters. Just as White wears a mask and
takes great precautions not to be found out, Fanshawe takes great pains to hide
from the narrator-hero in The Locked Room. Fanshawe is a figure of the
author because he is himself a writer, but above all, he is the one who
orchestrated the narrator-hero's new life, his meeting with Sophie and
consequently their marriage and their financial well-being. Therefore, when he
goes in search for Fanshawe, he is looking for the author of Neverland as well
as the author of his new life.A rather puzzling scene occurs in City of
Glass. At a point where Quinn is particularly troubled by Stillman's odd
behaviour, he contacts Paul Auster who is supposed to be the real detective. As
a matter of fact, it seems that Quinn, without being aware of it, directly asks
his own author for help. Indeed, who other than the author himself, has the
power to answer all the characters' questions? But, as it happens, Paul Auster
is not a detective, he is himself a writer, working then on an essay dealing
with the question of the authorship of Don Quixote, Cervantes's novel
-according to Auster- having been written collectively by four characters
of Don Quixote.
Characters in quest of their fathers
A curious thing is that one of the synonyms for authorship is
the word `paternity'. This word obviously derives from the Latin word `pater'
which means father. The analogy between these two terms is interesting in this
study insofar as, along with looking for their authors, the characters very
often go in search of their fathers. Indeed, a common denominator between the
characters in these two novels is the absence of the father. In
Ghosts, we learn that Blue's father was a cop assassinated when Blue
was very young. Fanshawe also loses his father early in The Locked
Room. As for Marco, he spent his childhood without a father: «there
was never any father in the picture, and so it had just been the two of us, my
mother and I.»143(*) As far as Solomon Barber is concerned, he grows up
assuming that his father is dead. What is essential to pinpoint is that the
lack of a father leaves deep traces in the characters' personalities. It can
even be said that it is what defines them as Marco remarks:
For twenty-four years, I had lived with an unanswerable
question, and little by little I had come to embrace that enigma as the central
fact about myself. My origins were a mystery, and I would never know where I
had come from. This was what defined me, and by now, I was used to my own
darkness, clinging to it as a source of knowledge and self-respect, trusting in
it as an ontological necessity.144(*)
However, if for Marco, the absence of father is partly
compensated by his uncle Victor, for Solomon Barber, the death of his father is
lived as a trauma. That is the reason why, at the age of seventeen, he writes a
fiction about his father, that is more a therapeutic work than a piece of
literature. However, through his writing, Solomon Barber transposes himself
into a story in which he makes up an imaginary father. Therefore, they are
somehow reunited within the work of fiction. For the characters, looking for
their fathers is a quest for origins, just like the search for their authors.
This quest is necessary inasmuch as they need to know from where they have come
in order to know who they are and where they are going.
Investigating
The search for authorship, for paternity, is to be connected
to the process of the investigation. Indeed, both processes imply a movement
backward in time towards the origins of a situation. Through ratiocination, the
detective tries to go back to the origins of a crime, to find the `author' of
the crime. Therefore, the Whodunit -who is the author of the crime?- can be
translated into a Who wrote it: who is the author of the book? In The New
York Trilogy, several characters are simultaneously authors and
detectives. In City of Glass, Quinn is a writer turned detective.
Blue, in Ghosts, is a detective turned writer and the narrator-hero in
The Locked Room is a writer turned detective. Indeed, there is a
certain continuity between the activities of writing and investigating as Quinn
points out in City of Glass:
The detective is the one who looks, who listens, who moves
through this morass of objects and events in search of the thought, the idea
that will pull all these things together and make sense of them. In effect, the
writer and the detective are interchangeable.145(*)
Thus investigating is strongly linked around the notion of
authorship in the sense that both author and detective are supposed to manage
to unite disparate elements into a formal coherence. Moreover, as Madeleine
Sorapure writes: «We can say that the detective is successful only insofar
as he is able to attain the position of the author, a metaphysical position,
above and beyond the events in the text.»146(*) Thus the detective and the
author share the characteristic to be able to distance themselves from the
situation, to be `beyond the events', to perceive some cohesion between the
scattered fragments. In the same way the reader coherently unites the
disseminated islands of fiction into a mental gathering: the archipelago.
However, in The New York Trilogy, in spite of applying the logic and
methods of traditional investigation, the writer-detectives are never able to
reach the status of authorial omniscience. They are unable to distance
themselves from the events so that they are confined in limited knowledge and
imperfect understanding of the case. But we must bear in mind that The New
York Trilogy is a work of metafiction and it is precisely this frustration
of not knowing everything that Auster exposes as the central fact about
authorship.
2/ Seeking for authority
Playing the puppet-master
In Auster's novels, the desire to write, to become an author
oneself, seems to stem from a need to control things, to have power over a
world, exactly like in the image of Flower and Stone dominating the City of
the World in The Music of Chance. Writing a story therefore boils
down to creating a world over which the writer has absolute power. An essential
thing to be pointed out is that the author always includes himself in his world
of fiction, like Flower and Stone who are present within the small scale-model:
«If you look carefully, you'll see that many of the figures actually
represent Willie himself. (...)There, on the corner of that street, you see the
two of us buying the lottery ticket.»147(*) Quinn, in City of Glass, is a writer of
mystery novels and his detective-hero, Max Work, is no less than an idealized
Quinn on paper. Quinn thus manipulates his double within a world in which he
has the satisfaction of controling everything. However, when he is hired as a
detective, he finds himself under the authority of someone else: the author,
Auster. Quinn is himself an obvious paper-Auster: «As a young man, he had
published several books of poetry, had written plays, critical essays and had
worked on a number of translations.»148(*) Therefore, Auster is the central puppet-player,
using his doubles in his books (Quinn, Marco, Solomon Barber, Fanshawe,
Sachs...) as so many puppets to tell his own story. In The Invention of
Solitude, Auster gives an eloquent illustration on this subject:
`When he recovered his senses, the Marionette could not
remember where he was. Around him all was darkness, a darkness so deep and so
black that for moment, he thought he had been dipped head first into an
inkwell.' (...) By plunging his marionette into the darkness of the shark,
Collodi is telling he is dipping his pen into the darkness of his own inkwell.
Pinocchio, after all, is only made of wood. Collodi is using him as an
instrument (literally, the pen) to write the story of himself.149(*)
In actual facts, using a puppet, a double, is a way to take
some distance in order to be able to write efficiently about oneself, as Auster
explained in an interview: «What it came down to was creating a distance
between myself and myself. If you're too close to the thing you are trying to
write about, the perspective vanishes, and you begin to
smother.»150(*) But
above all, Auster's use of a double is a way of illustrating Rimbaud's phrase
`Je est un autre'. In this same interview, Auster makes this concept more
explicit: «The moment I think about the fact I'm saying `I', I'm already
saying `he'. It's the mirror of self-consciousness, a way of watching yourself
think.»151(*)
Control over life and death
In Auster's fiction, the act of writing is intertwined with
the notions of life and death. It can even be said that writing seems to have
an influence over life and death. First, Auster stresses that writing about a
dead person somehow brings him/her back to life. This is explicitly stated in
Portrait of an Invisible Man: «Instead of burying my father for
me, these words have kept him alive, perhaps more so than ever.»152(*) The same kind of reflection
is present in The Locked Room where Sophie says to her husband who
writes the biography of her ex-husband: «Don't you see what's happening?
You're bringing him back to life.»153(*) Naturally, these people do not come back to life
physically, but they are literally resurrected in the characters' minds as well
as in the readers' minds. But a crucial thing is that the act of writing is a
process of creation. The author is a creator, his characters are literary
creations...or creatures. In City of Glass, Quinn makes an interesting
remark about his private-eye hero, Max Work: «Over the years, Work had
become very close to Quinn. Whereas William Wilson remained an abstract figure
for him, Work had increasingly come to life.»154(*) Here, Quinn is to be
compared to Dr Frankenstein or Gepetto, whose creation becomes a creature, i.e.
a living being. Writing is also a way to stay alive. After three weeks in the
City of Destruction, it is the writing of her novel-letter that keeps Anna
Blume alive. Telling stories is also the means by which Shehrzad saves her life
in The One Thousand and One Nights. Besides, in The Invention of Solitude,
Auster explains how Shehrzad, at the end of the book, has borne the king three
sons and he concludes: «Again, the lesson is made clear. A voice that
speaks, a woman's voice that speaks, a voice that speaks stories of life and
death, has the power to give life.»155(*) The power to give life is a divine attribute and in
effect, we can say that, over their created world, the authors are like
gods.
Who controls whom?
In Auster's novels, especially in The New York
Trilogy, one notices that there are many mirrored situations. In
Ghosts for instance, Blue's situation is perfectly symmetric to
Black's: «For in spying out at Black across the street, it is as though
Blue were looking in a mirror.»156(*) This characteristic raises a central issue in
Auster's work: who controls whom? In The Locked Room, Fanshawe
explains to the narrator-hero how he got rid of the detective (whose name is
Quinn...) hired by his wife:
«I turned everything around. He thought
he was following me, but in fact I was following him (...) I was watching him
the whole time.»157(*) This kind of reversal of situation is omnipresent in
The New York Trilogy. In Ghosts, Blue is suddenly overcome by
doubt about his supposed control of the situation: «Blue no longer knows
what to think. It seems perfectly plausible to him that he is also being
watched, observed by another one in the same way that he has been observing
Black. If that is the case, then he has never been free.»158(*) The detective who is
supposed to be the observer, the one who works in the dark, actually finds
himself the subject of someone else's investigation. The detective, initially
assimilated to the writer, then loses his status as an author to become a
character in the hands of some other author. An illustration of this turnaround
is given in City of Glass where Quinn, who has been tailing Stillman,
realizes that Stillman's wanderings in fact spell out the phrase `the Tower of
Babel':
Thus, he had created the letters by the movements of his
steps, but they had not been written down. It was like drawing a picture in the
air with your finger. The image vanishes as you are making it. There is no
result, no trace to mark what you have done. And yet, the picture did exist
-not in the streets where they had been drawn, but in Quinn's red
notebook.159(*)
Thus Stillman becomes the author as he is able to write in
Quinn's notebook. Consequently, Quinn somehow becomes the puppet through which
Stillman writes his own story. The issue a stake here is that of freedom. When
Blue considers that perhaps `he has never been free', he expresses the
typically American dread that someone else is patterning your life. Therefore,
all this seriously calls into question Uncle Victor's statement according to
which «every man is the author of his own life.»160(*) Indeed, The New York Trilogy
challenges this view and casts a doubt in the reader's mind: am I the author of
my life or am I the work of some external author?
In other words, am I a
character of some fiction? This question is asked by Jorge Luis Borges in
«Magie Partielle du Quichotte»:
Pourquoi sommes-nous inquiets que la carte soit incluse dans
la carte et les mille et une nuits dans le livre des Mille et Une Nuits? Que
don Quichotte soit lecteur du Quichotte et Hamlet un spectateur d'Hamlet? Je
crois en avoir trouvé la cause: de telles inventions suggèrent
que si les personnages d'une fiction peuvent être lecteurs ou
spectateurs, nous, leurs lecteurs ou leurs spectateurs, pouvons être des
personnages fictifs. En 1833, Carlyle a noté que l'histoire universelle
est un livre sacré, infini, que tous les hommes écrivent et
lisent et tâchent de comprendre, et où, aussi, on les
écrit.161(*)
III. LANGUAGE
A WORDS AND WORLDS
1/ Constitution of worlds
The Library of the Universe
Auster's fiction -as previously seen- has a Russian doll-like
structure. In each novel occurs a multitude of internal stories that are all
very closely interwoven. Moreover, we have seen that connections also take
place between his different books, be they works of fiction, autobiographical
works or even essays. Besides, a global understanding of Auster's work
necessitates a knowledge of all his books, each one being a key to enter and
understand his universe. And indeed, Auster's work constitutes a universe in
itself, i.e. a coherent unity among all his books and himself. So, each one of
his books can be compared to a planet with its own independence but that
belongs nevertheless to a larger order: Auster's universe. It is therefore
reasonable to assume that his words constitute a world. There is a significant
point here and that is that the universe is often compared to a library. For
instance, in
Les Mots et Les Choses, Michel Foucault quotes
Charles Bonnet who exposes the following comparison: «Je me plais
à envisager la multitude innombrable de Mondes comme autant de livres
qui composent l'immense Bibliothèque de l'Univers ou la vraie
Encyclopédie universelle.»162(*) Now, how can one fail to notice the similarity
between this statement and a remark from Auster as a young boy: «He
remembers speculating that perhaps, the entire world was enclosed in a glass
jar and that it sat on a shelf next to dozens of other jar-worlds in the pantry
of a giant's house.»163(*) If we replace jars by books, the shelf then becomes
a bookshelf and the pantry a library.But the most eloquent description of the
Universe as a library is perhaps the one made by Jorge Luis Borges in La
Bibliothèque de Babel:
L'Univers (que d'autres appellent la Bibliothèque) se
compose d'un nombre indéfini, et peut être infini, de galeries
hexagonales, avec au centre de vastes puits d'aération bordés par
des balustrades très basses. De chacun de ces hexagones, on
aperçoit les étages inférieurs et supérieurs,
interminablement. (...) Chacun des murs de chaque hexagone porte cinq
étagères; chaque étagère comprend trente-deux
livres, tous de même format; chaque livre a quatre cent dix pages; chaque
page, quarante lignes, et chaque ligne, environ quatre-vingts caractères
noirs.164(*)
This detailed description of the Universe as an immense
library is significant concerning the point at stake here, that is that the
words form sentences which form paragraphs which form books which form...the
Universe. But, later on, Borges exposes an axiom of the Library which is
crucial: «Il n'y a pas dans la vaste Bibliothèque, deux livres
identiques. (...) la Bibliothèque est totale et ses
étagères consignent toutes les combinaisons possibles des vingt
et quelques symboles orthographiques (nombre quoique très vaste, non
infini), c'est à dire tout ce qu'il est possible d'exprimer dans toutes
les langues.»165(*)
So, according to Borges, the Universe is total though not infinite and this
comes from the very nature of our language which is itself not infinite. This
opinion seems to be shared by Auster, but this will be our subject in another
part of this essay.
Worlds within the word
If the words put together then form sentences and chapters and
books, thus composing a world or a universe, Auster, through his approach to
words, seems to show that there exist worlds within the word. Therefore this
conception implies a movement opposite to the one of the Library of the
Universe. Indeed, in the concept of the Library of the Universe, the word is
somehow the base of the construction of the Universe. Here, the movement
regresses from the word towards the worlds included in it. In City of
Glass, Quinn encounters Stillman, a linguist who declares to Quinn:
«Most people (...) think of words as stones, as great unmoveable objects
with no life, as monads that never change.»166(*) Indeed, the `stones' are a
material used to build larger structures, like a gigantic library for example.
But, as Quinn answers, the stones are not perpetual: «stones can change.
They can be worn away by wind or water. They can erode. They can be crushed.
You can turn them into shards, or gravel, or dust.»167(*) Therefore, Auster suggests
that the word is not the minimal entity. On the contrary, he asserts that the
word can be further deconstructed, for the word is itself a container. What is
striking is that Stillman's metaphor of words as stones is echoed in Moon
Palace where Marco makes a similar observation:
Everything was constantly in flux, and though two bricks in a
wall might strongly resemble each other, they could never be construed as
identical. More to the point, the same brick was never really the same: it was
wearing out, imperceptibly crumbling under the effects of the atmosphere, the
cold, the heat, the storms that attacked it, and eventually, if one could watch
it over the course of the centuries, it would no longer be there.168(*)
So, if the words are `stones' or `bricks', they are
nevertheless not perpetual, they can change according to what is around them,
as Auster explains in The Invention of Solitude: «As in the
meanings of words, things take on meaning only in relationship to each other.
`two faces are alike' writes Pascal. `Neither is funny by itself, but side by
side their likeness makes us laugh.' The faces rhyme for the eye, just as two
words can rhyme for the ear.»169(*) Auster's approach to words follows this principle.
This explains why he is so fond of puns, the most famous one being the triad
«room, tomb, womb»170(*), which is a fundamental key to his universe. But
this kind of pun also appears in his work of fiction. When Anna Blume
introduces herself to the rabbi in In The Country of Last Things, he
says: « `Blume. As in doom and gloom, I take it.' `That's right. Blume, as
in womb and tomb. You have your pick.'»171(*) Naturally, Stillman the linguist cannot resist
punning on Quinn's name:
`Hmmm. Very interesting. I see many possibilities for this
word, this Quinn, this...quintessence...of quiddity. Quick, for example. And
quill. And quack. And quirk. Hmmm. Rhymes with grin. Not to speak of kin. Hmmm.
Very interesting. And win. And fin. And din. And gin. And pin. And tin. And
bin; Even rhymes with djinn. Hmmm. And if you sat it right, with been. Hmm.
Yes, very interesting. I like your name enormously Mr Quinn. It flies off in so
many directions at once.'172(*)
Watching carefully the words that Stillman associates with
Quinn, it is puzzling to notice that a lot of these words are actually tied up
with Quinn's character. As François Gallix explains in his critical work
on Moon Palace, «Auster seems to be showing that if all words can
be punned on, it is only because each word contains another world of words, in
a metaphysical mise en abyme that reflects the human mind as much as it is a
flight of fancy on the reader's part.»173(*)
Language makes our world and us.
In all his books, Auster attempts to write stories within the
confines of a universe where language itself seems to be already and inevitably
a confining structure determining the shape of the world it represents. Indeed,
as Marco remarks cleverly when he is confronted with the difficulty of
describing the world to a blind man, «The world enters us through our
eyes, but we cannot make sense of it until it descends into our
mouths.»174(*) With
this seemingly trivial sentence, Marco actually illustrates Wittgenstein's
theory according to which it is impossible to think outside language. What
Wittgenstein means by this is that when we think, we do not manipulate
concepts, we manipulate words, the word being the physical medium through which
the concept is expressed. Consequently, as the number of words -though immense-
is not infinite, the set of possible words is limited, thereby our perception
of the world is limited as well. It seems that Auster agrees with this
conception of the language as a confining structure. Furthermore, not only
considering language as the instrument of thought, he seems to show that
language is the constitutive element of the world of man. In this regard, he
meets Hans Georg Gadamer's thinking on the ontological dimension of language.
In Vérité et Méthode, Gadamer exposes his theory
according to which the world is made up through and by language: «Le monde
se constitue langagièrement. Le monde où ce qui est objet de
connaissance et d'énoncé est depuis toujours compris dans
l'horizon du monde de la langue.»175(*) So, it is not our perception of the world that is
limited, but the world itself, as it is constituted by a language that is
already a limited and confining structure.We know Auster's attachment to
Rimbaud's phrase `Je est un autre'. Indeed, Auster discourses at length upon
this phrase in The Invention of Solitude as well as in many
interviews. But this phrase leads us to think that Auster believes in the
confining effect of language upon man. Let us bring some light on this issue,
by examining a very instructive extract from Le Signe: Histoire et Analyse
d'un Concept, by Umberto Eco:
Le langage nous précède et nous
détermine. Dans ce langage existe en effet une différence entre
sujet de l'énonciation et sujet de l'énoncé,
différence qui explique le processus par lequel le langage nous arrache
à une `nature' inconnaissable, pour nous introduire à une
`culture' dans laquelle nous nous objectivons. L'enfant qui, par l'usage de la
parole, décide de se reconnaître comme sujet est le sujet de
l'acte d'énonciation : il voudrait se désigner
comme /je/, mais dès l'instant où il rentre dans l'orbe
langagière, le /je/ qu'il émet est déjà le sujet de
l'énoncé, de la phrase, du syntagme linguistique par lequel il
s'extériorise : ce /je/ est déjà un produit culturel.
(...) En s'identifiant au sujet de l'énoncé, le sujet de
l'énonciation s'est donc déjà disqualifié comme
subjectivité: le langage l'emprisonne dans une altérité,
à l'intérieur de laquelle il devra s'identifier pour se
construire, mais dont il ne parviendra plus jamais à se
libérer.176(*)
In view of this, Auster's use of `Je est un autre' seems to
suggest that he, as a writer and a man, feels imprisoned by language, not only
because it is a barrier between him and the world, but also because it is a
barrier between him and himself.
2/ Between the World and the Self
The inadequacy of the word
In City of Glass, Stillman is a mad linguist. Yet, he
is some kind of spokesman for Auster who uses this character to expose some of
the fundamental questions he asks himself about language. In the first dialogue
between Quinn and Stillman, Stillman brings out an issue that is particularly
recurrent throughout Auster's work: the frontier between the `real' world and
its modes of representation. In his speech, generally referred to as `the
umbrella speech', Stillman exposes his view about language:
`Our words no longer correspond to the world. (...) Hence,
every time we try to speak of what we see, we speak falsely, distorting the
very thing we are trying to represent. (...) Consider a word that refers to a
thing -`umbrella' for example. When I say the word `umbrella', you see the
object in your mind. You see a kind of stick, with collapsible metal spokes on
top that form an armature for a waterproof material which, when opened, will
protect you from the rain. This last detail is important. Not only is an
umbrella a thing, it is a thing that performs a function -in other words,
expresses the will of man. (...) Now, my question is this. What happens when a
thing no longer performs its function? Is it still the thing, or has it become
something else? When you rip the cloth off the umbrella, is the umbrella still
an umbrella? (...) Is it possible to go on calling this object an umbrella? In
general, people do (...) To me this is a serious error, the source of all our
troubles. Because it can no longer perform its function, the umbrella has
ceased to be an umbrella. (...) The word, however, has remained the same.
Therefore, it can no longer express the thing. It is imprecise; it is false; it
hides the thing it is supposed to reveal. And if we cannot even name a common,
everyday object that we hold in our hands, how can we expect to speak of the
things that truly concern us?'177(*)
Here, Stillman points out the inadequacy of our language of
words. Furthermore, he illustrates the classical theory according to which the
clarification of language becomes the prerequisite and actually the exclusive
task of philosophy.178(*) This issue is dear to Auster as the `umbrella
speech' is echoed in Moon Palace where Effing and Marco encounter
Orlando, a man walking with an umbrella over his head, the protective cloth
having been stripped off its armature. The same issue is declined in
Portrait of an Invisible Man: «At what moment does a house stop
being a house? When the roof is taken off? When the windows are removed? When
the walls are knocked down? At what moment does it become a pile of
rubble?»179(*) It
seems obvious then that Auster resents the gap between the world and the word.
Language appears to Auster as a closed system. The representation of the world
being the result of the interrelation of resemblances and differences within
this closed system. That is precisely the reason why Marco has so many
difficulties when describing the world to Effing. Effing makes Marco realize
the huge frontier between the words and the world: «I was being plunged
into a world of particulars, and the struggle to evoke them in words, to summon
up the immediate sensual data, presented a challenge I was ill-prepared
for.»180(*)
The rift between thinking and writing
As we have seen, Auster's novels are riddled with
writer-characters. What is noticeable about these writer-characters is that a
great majority of them share the common feeling of the ineffectiveness of
language. In other words, they feel they are unable to express what they want
through words. If they nevertheless persist in doing so, the result does not
satisfy them at all. One example of this is Peter Aaron in Leviathan,
who compares his use of language to Sachs's: «Language has never been
accessible to me in the way that it was for Sachs. I'm shut off from my own
thoughts, trapped in a no-man's land between feeling and articulation, and no
matter how hard I try to express myself, I can rarely come up with more than a
confused stammer.»181(*) Peter Aaron is not the only one to feel unsatisfied
with language, Blue, in Ghosts, makes a similar observation as he reads over
the reports he has made: «For the first time in his experience of writing
reports, he discovers that words do not necessarily work, that it is possible
for them to obscure the things they are trying to say.»182(*) In The Locked Room, when he
starts writing the biography of Fanshawe, the narrator-hero has difficulty
telling in words the life of his friend: «Every life is inexplicable, I
kept telling myself. No matter how many facts are told, no matter how many
details are given, the essential thing resists telling.»183(*) So, for Austerian
characters, writing never exhausts what there is to say. It seems that words
fail to convey `the essential thing'. This is somehow the other flaw of
language according to Auster. Stillman, the linguist, brings out the
ineffectiveness of words to express things, likewise, the writer-characters
pinpoint the ineffectiveness of words to express thought. Furthermore, Auster
seems to suggest that the evocative power of words diminishes as the thought
becomes more important. This is what the narrator-hero in The Locked Room
notices as well: «For when anything can happen -that is the precise moment
where words begin to fail.»184(*) It is this same feeling that Anna Blume expresses
when she writes: «Words do not allow such things. The closer you come to
the end, the more there is to say.»185(*) This unavailability of words at the precise moment
when an important thought springs to the mind of the writer is resented by
Auster himself when he writes Portrait of an Invisible Man:
So great was my need to write that I thought the story would
be written by itself. But the words have come very slowly so far. (...) Never
before have I been so aware of the rift between thinking and writing. For the
past few days, in fact, I have begun to feel that the story I'm trying to tell
is somehow incompatible with language, that the degree to which it resists
language is an exact measure of how closely I have come to saying something
important, and that when the moment arrives for me to say the one truly
important thing (assuming it exists), I will not be able to say it.186(*)
So, through his writer-characters, Auster expresses his own
difficulty with writing, once again presenting the language of words as an
inadequate medium to convey thought. However, we shall see later that Auster's
characters are not all dissatisfied with language, and that some of them manage
to find ways to use it successfully.
Investigation of language/ Investigation of the self
For most of the writer-characters in Auster's novels, writing
is a means to find themselves, to know who they really are, and consequently to
find their place in society. However, as we have seen, almost all the
author-characters -at one moment or another- are confronted with the issues
raised by language: the inadequacy of the language of words in the
representation of the world, or the ineffectiveness of language in the
conveyance of thoughts. As a result, the characters, to a large or lesser
degree, embark on an investigation of language. Of course, the most obvious
example of this is The New York Trilogy, in which the genre of the
detective novel offers a parallel structure for the investigation of language.
With regard to this idea, critic Alison Russell brings light on the way the
Trilogy is an investigation of language:
City of Glass, Ghosts and The Locked Room are essentially
retellings of the same story. All three employ and deconstruct the conventional
elements of the detective story, resulting in a recursive linguistic
investigation of the nature, function and meaning of language. (...) This quest
for correspondence between signifier and signified is inextricably related to
each protagonist's quest for origin and identity, for the self only exists
insofar as language grants existence to it.187(*)
Indeed, if we consider Gadamer's or Umberto Eco's view,
according to which the self is constituted by language, the investigation of
language is actually no less than `a quest for origin and identity'. Quinn,
working on the Stillman's case, is made aware of the issue of language to such
a degree that he soon abandons the case to concentrate exclusively on language,
in the hope of finding who he really is. Likewise, Marco's adventure in
Moon Palace can be assimilated to a initiatory voyage in the world of
words. The reason why so many characters are also writers is therefore clearer.
It is not the book in itself which helps one to find oneself, but the necessary
interrogation and investigation that the act of writing implies.
Notwithstanding, it should be noted that the investigation of language can take
on the form of a simple and playful manipulation of words, such as puns or play
on words, as Auster explains: «Language is not truth. It is the way we
exist in the world. Playing with words is merely to examine the way the mind
functions, to mirror a particle of the world as the mind perceives
it.»188(*)
B ATTEMPTS AT MASTERING LANGUAGE
1/ To go back to the origins
Babel
Faced with the problem of the ineffectiveness and inadequacy
of language, Auster's characters develop different methods towards a mastering
of language. One particular method which is given great importance in The
New York Trilogy is that of Stillman. Stillman is a linguist who wrote
under the pseudonym of Henry Dark, a pamphlet called The New Babel. In
his work, he exposes his theory according to which it is possible «to undo
the fall [of man], to reverse its effects by undoing the fall of language, by
striving to recreate the language that was spoken in Eden.»189(*) Following this principle,
for nine years, Stillman will keep his son isolated from human speech and
contact, keeping him locked in a small and lightless room so that he might
learn the original language of God. This language, also referred to as the
adamic or prelapsarian language, is the supposedly lost language that God asked
Adam to invent to name the creatures. This language was supposed to convey the
essence of things, thereby leaving no gap between the word and the thing. But
let us examine Michel Foucault's definition of the prelapsarian language that
he gives in Les Mots et Les Choses:
Sous sa forme première, quand il fut donné aux
hommes par Dieu lui-même, le langage était un signe des choses
absolument certain et transparent, parce qu'il leur ressemblait. Les noms
étaient déposés sur ce qu'ils désignaient, comme la
force est écrite dans le corps d'un lion, la royauté dans le
regard de l'aigle.(...) Cette transparence fut détruite à Babel
pour la punition des hommes. Les langues ne furent séparées les
unes des autres et ne devinrent incompatibles que dans la mesure où fut
effacée d'abord cette ressemblance aux choses qui avait
été la première raison du langage.190(*)
Stillman considers that Babel is the cause of all the problems
he meets with language. That is the reason why he tries to counteract the fall
of language, by recreating a prelapsarian language that will at last express
things satisfactorily. Stillman's attempt, though it is a total failure, is not
unfounded. In effect, it follows a long trend, as Umberto Eco explains:
«Un grand rêve traverse la culture humaniste et l'empirisme anglais,
de Bacon au XVIII e siècle tout entier (Formigari, 1970) : celui de
decouvrir la langue de nos aïeux, ou de recréer une langue
universelle valable pour tous les hommes.»191(*) Besides, this trend
gave way to a number of similar experiments as early as in Ancient Egypt, as
Quinn is able to remember.192(*) Therefore, Stillman is a Babelist, and we are
inclined to think that Auster is himself fond of the myth of Babel. Indeed, his
work is full of allusions to Babel. In The Locked Room, the tall building where
Fanshawe hides himself in Boston is made of bricks and as Stillman pinpoints in
City of Glass «for there [in Boston] -as nowhere else in the
world, the chief construction material is brick -which as set forth in verse
three of Genesis II, was specified as the construction material of
Babel.»193(*) In
Squeeze Play, a pot boiler written by Auster under a pseudonym in
1978, George Chapman, the private eye, has a poster of The Tower of Babel by
Bruegel in his office. Furthermore, it should be noted that Auster wrote an
essay called New York Babel.
Giving names to things
«Adam's one task in the Garden had been to invent
language, to give each creature and thing its name»194(*) This statement read by Quinn
in Stillman's pamphlet is interesting in view of the various methods to master
language. Indeed, it happens that several characters in Auster's work are
depicted giving names to things. As Quinn realises, Stillman's wandering in the
streets of New York are due to his principal activity: collecting broken items
off the sidewalks and inventing names for them. Stillman's behaviour (though
not so harmful) is not far from the experience he carried out on his son
thirteen years earlier. In effect, he still wants to cancel the inadequacy of
words in the representation of things as he explains to Quinn: «I give
them names. (...) I invent new words that will correspond to the
things.»195(*)
Thus, instead of trying to find the prelapsarian language empirically, Stillman
now tries to create it, somehow turning himself into a new Adam. But what is
worthwhile to notice, is that Marco, in Moon Palace, behaves
similarly. When he ends up in Central Park, living like a bum, he also gives
names to things: «I began giving funny names to the garbage cans. I called
them cylindrical restaurants, pot-luck dinners, municipal care
packages.»196(*)
Here again, the act of naming has obvious Edenic overtones. Central Park has
certain similarities with the Garden of Eden when it is described by Marco:
[the park] offered a variety of sites and terrains that nature
seldom gives in such a condensed area. There were hillocks and fields, stony
outcrops and jungles of foliage, smooth pastures and crowded networks of caves.
(...) There was the zoo, of course, down at the bottom of the park, and the
pond.197(*)
Consequently, Marco, sauntering about the park somehow becomes
a new Adam too. Naturally, Marco's motivations for giving new names to things
is different from Stillman's. On the one hand, Stillman's inventions of words
are part of a complex investigation of language with lofty motives: to cancel
the fall of man. On the other hand, for Marco, giving names to things is one
performance of the art of hunger. Indeed, in La Faim, the novel by
Knut Hansum -a strongly influential work for Auster- the narrator-hero, at the
peak of a crisis of inanition, invents a name:
Soudain, je fais claquer plusieurs fois mes doigts et ris.
ça alors, formidable ! hé ! Je m'imaginai avoir
découvert un mot nouveau. Je me dressai dans le lit et dis : Il
n'existe pas dans la langue, je l'ai inventé, kubouô. Il y a des
lettres comme un mot, bonté divine, l'homme, tu as inventé un
mot ... kubouô ... d'une grande importance grammaticale. Je
reste les yeux ouverts, étonné de ma trouvaille, riant de joie.
(...) J'étais entré dans la joyeuse démence de la faim.
J'étais vide et sans douleurs, ma pensée n'avait plus de
bride.198(*)
However, the hero cannot think of a meaning for his word and
struggling vainly to find what it can refer to, he eventually faints. These
three examples of characters giving names to things have a common denominator,
the act of creation. Indeed, creating a word, like creating a work of art,
seems to be for Austerian characters a step towards the mastering of a
situation. When they invent a new word, the characters create a new medium
through which a new concept is expressed. The narrator-hero in La Faim
realizes that his word `kubouô' actually means something spiritual:
«Non, en fait ce mot était fait pour signifier quelque chose de
spirituel, un sentiment, un état d'âme.»199(*) As for Marco in Central
Park, the names he gives to the garbage cans correspond to the new function
they have for him. Thus, creating names belongs to the process of reducing the
gap between the world and the word.
Giving names to people
If the characters give new names to things, it is worth
mentioning that they also give new names to people. In The Locked
Room, the narrator-hero meets a girl in a bar and he renames her:
«She told me her name, but I insisted on calling her
Fayaway»200(*)
Besides, he introduces himself as Herman Melville. This episode is to be put
side by side with Marco's rescuing in Central Park. When Kitty Wu gets closer
and bends down to look at him, Marco does not really recognize her and he calls
her `Pocahontas' (MP, 70). Here again, a parallel can be drawn with La
Faim in which the hero courts a girl and invents a name for her: Ulayali,
and refuses to call her by any other name. So, renaming someone seems to be a
way to fit the person with a name that expresses her personality more truly. As
creating new words is a way to reduce the gap between the thing and the word,
inventing names is part of a similar process: to reduce the gap between the
person and its referent, its name. This raises a problem about identity.
Indeed, if we examine the definition of identity, here is what we find:
«The condition or fact of a person being that specified unique person as a
continuous unchanging property throughout existence; the characteristics
determining this.»201(*) Therefore, we are in a position to ask whether the
name is a characteristic determining someone's identity. This question is
central in Auster's work. Some of his characters have no name at all, some are
called according to colours, many have an assumed identity. However, there are
characters whose names are meaningful and completely suited to the characters'
identity: Marco Stanley Fogg, Daniel Quinn, Thomas Effing... Yet it appears
that one's name is closely related to one's identity in Auster's novels.
Indeed, when Julian Barber decides to change his name in Thomas Effing, not
only does he change his name, he becomes literally a new man, with a new
identity. When Quinn, in City of Glass, usurps Paul Auster's identity,
he `becomes' Paul Auster, he turns himself into a detective and when he
introduces himself to Peter Stillman. He gives a `false' name, Quinn.
«Since he was technically Paul Auster, it was the name he had to protect.
Anything else, even the truth, would be an invention, a mask to hide behind and
keep him safe.»202(*) Therefore, inventing a new name is to create a new
identity, a new person. In The Locked Room, when he meets a vaguely
familiar young man in Paris, the narrator-hero decides that this person will be
Fanshawe. «This man was Fanshawe because I said he was Fanshawe, and that
was all there was to it.»203(*) This statement directly echoes Humpty Dumpty's
speech in Through The Looking Glass, also referred to in City of
Glass : «When I use a word» Humpty Dumpty said, in a rather
scornful tone, «it means just what I choose it to mean -neither more or
less». «The question is» said Alice «whether you can make
words mean so many different things.» «The question is» said
Humpty Dumpty, «which is to be master -that's all.»204(*) The common point between
the narrator-hero in The Locked Room and Humpty Dumpty is that they
are masters of naming, as the narrator-hero in The Locked Room
remarks: «My happiness was immeasurable. I exulted in the sheer falsity of
my assertion, celebrating the new power I had just bestowed up on myself. I was
the sublime alchemist who could change the world at will.»205(*) Therefore, the power of
naming is almost a divine power since it somehow comes down to creating a
person. With regard to this, naming and creating are closely linked. In the
same way an author creates a character and gives him a name. So, not only can
the namer-characters be compared to new Adams, but also to some extent to
gods.
2/ To capture the essence
Factuality: a failure
In Auster's fiction, as previously seen, all the main
characters, at one moment or another, are confronted with the issue of the
inadequacy of language. If the writer-characters resent the frontier between
the world and the word and `the rift between thinking and writing', they also
become aware of the paramount difficulty in capturing and conveying the essence
of things. Furthermore, when faced with this issue, many Austerian characters
are forced to radically revise their use of language. A striking illustration
of this can be found in Moon Palace. When Marco takes Effing on walks
downtown, he is asked to describe the environment and this is precisely the
moment when Marco realizes that his use of language is totally inefficient in
order to convey the feel of things to a blind man. In effect, Marco indulges in
the extreme over-exactness of data, delivering an over-detailed description of
what he sees, but he soon recognises the inefficacy of his method: «I was
piling too many words on top of each other, and rather than reveal the thing
before us, they were in fact obscuring it, burying it under an
avalanche of subtleties and geometric abstractions.»206(*) But Marco is not the only
character who calls into question the inefficacy of factuality. In
Ghosts, when he has to write his first report, Blue considers
including the stories he has made up about the case but he decides against
this, rather sticking just to the facts, as usual:
He painstakingly composes the report in the old style,
tackling each detail with such care and aggravating precision that many hours
go by before he manages to finish. As he reads over the results, he is forced
to admit that everything seems accurate. But then why does he feel so
dissatisfied, so troubled by what he has written? He says to himself: what
happened is not really what happened. For the first time in his experience of
writing reports, he discovers that words do not necessarily work, that it is
possible for them to obscure the things they are trying to say.207(*)
Quinn, the detective in City of Glass, also relies on
this method: «He decided to record every detail about Stillman he possibly
could.»208(*)
However, factuality -as they all come to conceive it- is a failure in the
conveying of the essence of things. Marco only slowly learns how to convey the
essence of things to Effing: «it took me weeks of hard work to simplify my
sentences, to learn how to separate the extraneous from the
essential.»209(*)
This alleviation of the discourse is precisely the way to reveal things instead
of obscuring them. In this way, words can be compared to food, as Ellmann
explains in her book: The Hunger Artists: Starving, Writing and
Imprisonment. «If someone has their mouth so full of food that they
cannot chew or swallow, that person will go hungry. In order to digest, some of
the food must be taken away.»210(*) Likewise, if a discourse is swamped with too many
words, it is bound to remain ineffective. In order to convey the essence of
things, some words must be taken away.
The achievements
While Auster's main characters always encounter problems with
language, it is observable that there is a set of secondary characters who seem
to be perfectly at ease with language and who even seem to master it in an
outstanding way. We can take for example Effing's description of Pavel Shum,
his former companion: «a master of the poetic phrase, a peerless inventor
of apt and stunning images, a stylist whose words could miraculously reveal the
palpable truth of objects.»211(*) This description of Pavel Shum's use of language
obviously contrasts with Marco's, who at that stage, is still unable to
describe things efficiently to Effing. And this contrast is the whole point of
the presence of those characters who master language. It is through this
contradictory comparison that the main characters understand that it is
possible to counteract their `bad' use of language. In Leviathan, the
pair Benjamin Sachs / Peter Aaron is a perfect illustration of this. Peter
Aaron, like Paul Auster, is a struggling writer. «I have always been a
plodder, a person who anguishes and struggles over each sentence (...) The
smallest word is surrounded by acres of silence for me, and even after I manage
to get that word down on the page, it seems to sit there like a mirage, a speck
of doubt glimmering in the sand.»212(*) Whereas Sachs is exactly the opposite:
The act of writing was remarkably free of pain for him, and
when he was working well, he could put words down on the page as fast as he
could speak them. It was a curious talent and because Sachs himself was hardly
even aware of it, he seemed to live in a state of perfect innocence. Almost
like a child, I sometimes thought, like a prodigious child playing with
toys.213(*)
Sachs, for whom `words and things match up'214(*) thus strongly corresponds to
the description of Adam by Stillman in City of Glass:
In that state of innocence, his tongue had gone straight to
the quick of the world. His words had not been merely appended to the things he
saw, they had revealed their essences, had literally brought them to life. A
thing and its name were interchangeable.215(*)
So, it seems that Sachs's use of language bears similarities
with the prelapsarian language in the sense that it manages to convey the
essence of things. There is another pair of characters which highlights an
opposite use of language, it is Fanshawe and the narrator-hero in The
Locked Room. The narrator-hero is a struggling writer who is very
reminiscent of Peter Aaron and Auster himself in his use of words. On the
contrary, Fanshawe resembles Benjamin Sachs in his talent for writing. The fact
that Fanshawe and the narrator-hero spent their childhood together is an
important element because it brings out their interreferenciality. Indeed, in
the first chapter of this story, the narrator writes: «We met before we
could talk (...) he was the one who was with me, the one who shared my
thoughts.»216(*)
Saying this, the narrator seems to suggest that his relationship with Fanshawe
preceded language, so the barrier of words did not stand between them yet. This
explains why they were somehow able to share thoughts. However, as time goes
by, Fanshawe's ability with words becomes increasingly impressive as the
narrator-hero notices:
By now, Fanshawe's eye has become incredibly sharp, and one
senses a new availability of words inside him, as though the distance between
seeing and writing had been narrowed, the two acts now almost identical, part
of a single unbroken gesture.217(*)
When he declares this, the narrator-hero indirectly compares
himself with Fanshawe and it seems that beyond fascination, there is a failure
to understand how his friend is able to do what himself cannot do.
Blank spaces
After his early failures in depicting things to Effing, little
by little, Marco learns how to simplify his discourse and he eventually finds
out some kind of a method which reveals to convey the essence of things
efficiently:
I discovered that the more air I left around a thing, the
happier the results, for that allowed Effing to do the crucial work on his own:
to construct an image on the basis of a few hints, to feel his own mind
travelling around the thing I was describing for him.218(*)
This technique that Marco puts into practice with Effing
comprises the essentials of Auster's conception of `effective' language.
Indeed, Auster himself relies on this very technique for the writing of his
novels. This stems from a genre which has had a particular influence on his
work, that of fairy tales.
In the end, though, I would say that the greatest influence on
my work has been fairy tales (...) these are bare-bones narratives, narratives
largely devoid of details, yet enormous amounts of information are communicated
in a very short space, with very few words. What fairy tales prove, I think, is
that it's the reader (...) who actually tells the story to himself. The text is
no more than a springboard for the imagination. `Once upon a time there was a
girl who lived with her mother in a house at the edge of a large wood.' You
don't know what the girl looks like, you don't know what color the house is,
you don't know if the mother is tall or short, fat or thin, you know next to
nothing. But the mind won't allow these things to remain blank; it fills in the
details itself, it creates images based on its own memories and experiences
-which is why these stories resonate so deeply inside us. The listener becomes
an active participant in the story.219(*)
Therefore, Marco's technique to describe the world to Effing
rests upon the same principle as Auster's writing: to let the listener / reader
fill in the blanks with his imagination, to let him appropriate the story so
that in the end, it is he who actually creates his own story: «The one
thing I try to do in all my books is to leave enough room in the prose for the
reader to inhabit it. Because I finally believe that it's the reader who writes
the book and not the writer.»220(*) Thus, leaving blanks, in the style of fairy tales,
is a solution to the issue of the conveying of the essence of things. However,
between the blanks, there has to be words and all the difficulty lies in the
selection of these words. For this task, another literary genre has to be
requisite, that of poetry. Indeed, the descriptive accounts that Marco
eventually gives to Effing are poetry no more, no less, i.e. a highly
thought-of selection of words, each of them being chosen for its particular
evocative power. Besides, Pavel Shum -Effing's former companion- is depicted as
«a master of the poetic phrase»221(*) So, when Effing says to Marco: «Dammit, boy,
(...) use the eyes in your head! I can't see a bloody thing, and here you're
spouting drivel about `your average lamppost' and `perfectly ordinary manhole
covers'.»222(*) He
wants him to poetize his discourse, to see the world not with the eye of an
`ordinary' man, but with that of a poet. In fact, he requires him to have the
same approach to the world and language as the poet. For, as Auster writes
about Charles Reznikoff: « [the poet] must learn to speak from his eye
-and cure himself of seeing with his mouth.»223(*)
C GASPING FOR CORRESPONDENCES
1/ Transparency and liberty
Between the man and the world: the sign
In spite of the many problems they encounter with language,
some Austerian characters -as we have seen- nevertheless manage to make a
`successful' use of language. However, the reader is prone to ask to what
degree this use of language is really successful. Even though they somehow
manage to convey the essence of things, the characters nonetheless rely on the
language of words, a system which
-according to Auster- is flawed.
Therefore, from the very start, the characters' attempts at mastering language
perfectly are bound to fail, for the medium used is imperfect. What is
imperfect in the language of words is precisely the smallest unity of the
system: the word, or more exactly, the sign. Let us turn to Ferdinand de
Saussure, the father of linguistics, for a definition of the sign:
Le signe linguistique unit non une chose et un nom, mais un
concept et une image acoustique. [le signifié et le signifiant] (...) Le
lien unissant le signifiant au signifié est arbitraire, ou encore,
puisque nous entendons par signe le total résultant de l'association
d'un signifiant à un signifié, nous pouvons dire tout
simplement : le signe linguistique est arbitraire.224(*)
So, the language of words is a system whose very basic unity
is defective, thereby, it is the whole system which is defective, as Umberto
Eco explains:
Les mots n'expriment pas les choses ; nous ne connaissons
en effet celles-ci qu'à travers la construction d'idées complexes
élaborées à partir d'idées simples. Les mots
renvoient aux idées comme à leur signifié immédiat.
Et dès lors, c'est un rapport arbitraire qui s'établit entre les
mots et les choses.225(*)
This opinion is exactly that of Peter Stillman in City of
Glass: «The word (...) can no longer express the thing. It is
imprecise; it is false; it hides the thing it is supposed to
reveal»226(*) And
this comes from the arbitrariness of the sign. The language of words is
therefore an `independent' system whose only relationship with reality is
symbolization: the representation of the `real' by a sign and the understanding
of this sign as a representation of the `real'. Consequently, the sign is a
gap, or a barrier between us and the world and this is what the linguist
Benveniste asserts in Problème de Linguistique
Générale:
Qu'un pareil système de symboles existe nous
dévoile une des données essentielles, la plus profonde peut
être de la condition humaine : c'est qu'il n'y a pas de relation
naturelle, immédiate et directe entre l'homme et le monde, ni entre
l'homme et l'homme ; il faut un intermédiaire, cet appareil
symbolique qui a rendu possible la pensée.227(*)
With regard to this theory, language itself is a confining
structure and man is to some extent locked in it. This is what Auster tends to
imply when he presents us with the issue of the representation of the world
through words and the problems of communication among people.
The sign and communication
On the one hand, Benveniste declares that the language of
words, because of its arbitrariness, hinders any direct and natural
relationship between the world and the man as well as among men. On the other
hand, Emmanuel Lévinas, in Totalité et Infini writes:
«L'essence du langage est la relation avec autrui.»228(*) These two assumptions sum
up the paradoxical function of language in communication among men. Indeed,
this system of symbols is indispensable to communication, yet it seems obvious
that that this system is flawed and actually hampers communication.
Communication, or rather bad communication is a central motive in Auster's
work. Besides, this theme is somehow embodied in a figure which is recurrent
throughout his novels: the deaf mute. In City of Glass, while he is
waiting for Stillman at Grand Central Station, Quinn buys a pen from a deaf
mute and it is with this very pen that he will write in his red notebook. In
Ghosts, Blue goes to see the same film twice in two days, it is called
Out of the Past. The memory of this film lingers on in his mind,
especially the end «with the deaf mute boy»229(*). In Moon Palace,
when Effing asks Marco to go and see Blakelock's painting at the Brooklyn
Museum, he tells him: «Pretend you're a deaf-mute if someone talks to
you.»230(*) So, for
Auster, deaf mutes symbolize bad communication, it is therefore no coincidence
if they appear in novels where bad communication is a fundamental element.
Another figure of bad communication is Peter Stillman junior. As a result of
his father's linguistic experiments, he is almost completely unable to
communicate even though he knows the language of words: «Wimble click
crumble chaw beloo. Clack clack bedrack. Numb noise, flaklemuch, chewmanna. Ya,
ya, ya. Excuse me. I am the only one who understand these
words.»231(*) This
final remark by Stillman junior is not without recalling an observation that
Anna Blume makes about the people in the City of Destruction: «Each person
is speaking his own private language, and as the instances of shared
understanding diminish, it becomes increasingly difficult to communicate with
anyone.»232(*) The
phrase `speaking his own private language' should ring a bell in the mind of
the reader of City of Glass. Indeed, during their first meeting,
Stillman and Quinn discourse upon Humpty Dumpty, and Stillman eventually
declares: «Humpty Dumpty sketches the future of human hopes and gives the
clue to our salvation: to become masters of the words we speak, to make
language answer our needs.»233(*) Yet, as Martin Gardner explains in the notes of
Through The Looking Glass: «if we wish to communicate accurately,
we are under a kind of moral obligation to avoid Humpty's practice of giving
private meanings to commonly used words.»234(*) Therefore, though imperfect,
the sign is indispensable to communication between men. And, to try -like
Stillman or Humpty Dumpty- to counteract the arbitrariness of the sign prevents
any possible communication. So, the sign appears as an unremoveable barrier.
The need for transparency
Austerian characters, through their different quests, all seem
to share a need for transparency. Indeed, the work of introspection they all go
through boils down to the discovery of the self, i.e. the correspondence
between the container -the character- and the contents, the character's
personality. So, finding one's real self, unveiling one's true personality is
part of a move towards transparency. Likewise, writing is the result of a
similar process. First, it pursues the operation of discovery of the self and
then, it permits the writer to go back to square one with a situation, to
clarify it, to make it transparent. Furthermore, writing drives the writer to
questions on language. In effect, the problems raised by language all deal with
transparency, the transparency between the thing and the word, between the
signified and the signifier, between the thought and the word... Therefore, all
the characters tend to seek transparency, tend to penetrate the essence of
things, of themselves, of the world. They do all this with the aim of seeing
through, of being free. Besides, the titles of The New York Trilogy
denotes this. The titles City of Glass and Ghosts connote
transparency. So, Austerian characters are like pilgrims searching for
transparency, for correspondence between signified and signifier. It is
therefore no coincidence if all these seeker-characters invariably attempt to
bring out significant correspondences between everything and anything. In
City of Glass, Quinn watches the sky endlessly, studying the clouds,
«trying to learn their ways, seeing if he could not predict what would
happen to them» and he concludes «these all had to be investigated,
measured and deciphered.»235(*) In Moon Palace, Marco also feels this
compelling need for transparency: «the more I opened myself to these
secret correspondences, the closer I felt to understanding some fundamental
truth about the world. I was going mad, perhaps, but I nevertheless felt a
tremendous power surging through me, a gnostic joy that penetrated deep into
the heart of things.»236(*) Hence the need for transparency drives the
characters to look for connectedness at all costs, but, as the next part will
show, such a quest induces dangers.
2/ Meaning
Seeking connectedness
In order to satisfy their need for transparency, Austerian
characters unfailingly go in search of connectedness. This generally takes on
the form of a detective investigation: no detail must be rejected, no stone
must be left unturned. This method induces a number of whimsical inquiries.
Quinn, in City of Glass, investigates the sky very cautiously,
classifying the clouds according to their shape and colour. In Ghosts, Blues
makes lists of objects according to their colour but eventually finds the task
endless and boring. In Moon Palace, when he lives in Central Park,
Marco adopts the same attitude; he catalogues faces according to which animals
they resemble. In actual facts, Marco is a character who, from the very start,
seems bound to pursue a quest for connectedness. Indeed, at the beginning of
the novel, his uncle puts the following idea into his head: «everything
works out in the end, you see, everything connects. The nine circle. The nine
planets. The nine innings. Our nine lives. Just think of it. The
correspondences are infinite.»237(*) Marco is thus prone to connectedness, and the way he
connects things in his mind is one of his particularities which is much
emphasized in Moon Palace. A significant instance of this is the
vertiginous mental development Marco makes about the Moon Palace sign:
Everything was mixed up in at once: Uncle Victor and China,
rocket ships and music, Marco Polo and the American West. I would look out at
the sign and start to think about electricity. That would lead me to the
baseball games played at Wrigley Field, which would then lead me back to Uncle
Victor and the memorial candles burning on my windowsill. One thought kept
giving way to another, spiralling into ever larger masses of
connectedness.238(*)
Marco's manipulation of thoughts obviously echoes Auster's
approach to words. Indeed, it is well known that Auster is very sensitive to
the correspondences between the sonorities of words. Besides, it seems that his
books circle around some of his fundamental games with words like the triad
tomb/womb/room exposed in The Invention of Solitude. In this same book,
remembering his childhood games with words, he writes: «he can remember
himself at eight or nine years old, and the sudden sense of power he felt in
himself when he discovered he could play with words in this way -as if he had
accidentally found a secret path to the truth: the absolute, universal and
unshakable truth that lies hidden at the center of the world.»239(*) This is very reminiscent of
Marco's statement: «the more I opened myself to these secret
correspondences, the closer I felt to understanding some fundamental truth
about the world»240(*). Consequently, as Auster later explains, just as two
words can rhyme, «it is possible for events in one's life to rhyme as
well.»241(*) Thus,
Auster's vision of connectedness englobes the words as well as the events in
one's life and this conception pervades all his books. Indeed, what sticks out
a mile in Auster's fiction is his reliance on connectedness, synchronicity and
coincidence in the plots of his novels. In Moon Palace, Marco happens to be the
nexus of a connection: his family. Effing, his employer, turns out to be his
grandfather, and Effing's son, Solomon Barber proves to be Marco's absent
father. This connectedness, disclosed by chance might seem overexaggerated, yet
it is only a representation of Auster's own sense of how life operates: «I
consider myself a realist. Chance is part of reality: we are continually shaped
by the forces of coincidence, the unexpected occurs with almost numbing
regularity in all our lives.»242(*) So, according to Auster, connectedness is everywhere
and it is only the work of the mind which brings the disparate elements
together, establishing a connection. Therefore, the mind is at the core of all
the connections, like when it unites disparate elements into a coherent entity,
the archipelago. However, Auster also suggests that there is a danger that lies
behind the connection: the craving for a significance.
Beware of meaning
Faced with a number of instances of coincidental
connectedness, Austerian characters, as previously seen, tend to cast around
for other connections, in the hope of discovering `some fundamental truth about
the world.»243(*)
During his investigation on the Stillman's case, Quinn is subject to such a
behaviour. He ends up connecting truly unrelated ideas, trying to see some
significance in their connection. However, his attempts lead him nowhere:
The centerfielder [of the Mets] he remembered, was Mookie
Wilson, a promising young player whose real name was William Wilson. Surely
there was something interesting in that. Quinn pursued the idea for a few
moments but then abandoned it. The two Wiliam Wilsons cancelled each other out,
and that was all.244(*)
As a matter of fact, the last pages of Quinn's red notebook
are filled with such attempts at connection. Quinn's attitude is perilous
because he genuinely expects some revelation, some significance from the
connections he makes , and this is probably the main reason why he obliterates
himself at the end. Indeed, in The Invention of Solitude, there is a
passage which seems to be meant to apply to Quinn and it sounds like a warning
from Auster:
Like everyone else, he craves a meaning. Like everyone else,
his life is so fragmented that each time he sees a connection between two
fragments he is tempted to look for a meaning in that connection. The
connection exists. But to give it a meaning, to look beyond the bare fact of
its existence, would be to build an imaginary world inside the real world, and
he knows it would not stand.245(*)
Hence, for Auster, seeking a meaning is the danger that lies
in wait behind connectedness. Marco in Moon Palace, declares: «I
was desperate for a certainty, and I was prepared to do anything to find
it.»246(*) Likewise
Quinn is desperate for a meaning and he actually does everything and anything
to find it, going as far as to invent it, thereby «building an imaginary
world inside the real world.»247(*) Quinn is therefore an illustration of the danger of
seeking meaning at all costs. Contrary to him, the narrator-hero in The
Locked Room realizes that «in the end, each life is no more than the
sum of contingent facts, a chronicle of chance intersections, of flukes, of
random events that divulge nothing but their own lack of
purpose.»248(*) In
this, the narrator-hero's opinion meets that of Auster who once declared :
«our lives don't belong to us, you see -they belong to the world, and in
spite of our efforts to make sense of it, the world is a place beyond our
understanding.»249(*) So, though meaning might exist, it is nevertheless
not accessible to us, and to want to find it out is risky, as Thomas R Edwards
wrote in an article about Auster in The New York Review of Books:
«meaning, Auster appreciates, is something we add to life at our
peril»250(*) but
Thomas Edwards carries on, saying: «But he also appreciates how hard it is
to avoid meaning, and how much more perilous it would be to settle for a merely
nominal reality without at least wanting more.»251(*) Therefore, to avoid meaning
seems almost impossible, for the characters are surrounded by connections that
seem to be meaningful and we must bear in mind that Austerian characters are
seekers.
Hermeneutics
As previously seen, Auster's approach to the word and the
world is very close to that of Gadamer, who considers that the world is made up
through and by language. In other words, it is the word which is at the root of
our world and us. Now, we have seen that the Austerian characters are seekers:
they quest after their real selves, they look for their origin, they pursue
connectedness, they want to find their place in the world and in the end, they
want to know, to understand. It is this universal need for meaning that Auster
seeks to communicate in Moon Palace and The New York Trilogy.
Hence, it is not surprising to see all these characters trying to interpret
words or the connections between the words. This practice has a name:
hermeneutics. Let us study a definition of this branch of philosophy:
Gr: hermèneutikè « art
d'interpréter » Discipline qui a pour objet la mise a jour du
sens exact d'un texte. Rigoureusement parlant, ce terme s'emploie pour
l'interprétation de la Bible (...). Par extension, on applique ce mot
à l'interprétation des textes symboliques dont le sens est
caché, et, plus généralement, à
l'interprétation de tous les textes difficiles.252(*)
Considering this definition, it seems that all the Austerian
characters practice hermeneutics; they look for the exact meaning. In this
respect, it can be argued that the characters somehow aim to find the exact
meaning of their text, i.e. their own story that is being written by Auster.
The characters try to penetrate their text `dont le sens est caché', or
rather `dont le sens leur est caché'. Naturally, this
interpretation is only valid on the assumption that the characters can somehow
be aware, or at least have doubts about their statuses as characters. With
regard to this idea, Marco's statement in Central Park takes on another
dimension:
I understood that I had already spent too much time living
through words, and if this time was going to have any meaning for me, I would
have to live in it as fully as possible, shunning everything but the here and
now, the tangible, the vast sensorium pressing down on my skin.253(*)
It seems that Marco somehow becomes aware that his life is
just a sum of words on paper, i.e. that his life is a literary creation, the
meaning of which the author keeps hidden from him. Therefore, he reacts and he
claims a `real' life whose meaning could be accessible to him. Marco is the
only character who goes that far. Indeed, the narrator-hero in The Locked
Room concludes: «Lives make no sense, I argued. A man lives and then
he dies, and what happens in between makes no sense.»254(*) As far as the other
characters in The Trilogy are concerned, in spite of their doubts,
they never reach Marco's state of consciousness, especially Quinn who pursues
meaning till death. Eventually, it is Peter Aaron, at the end of
Leviathan, who seems to hold the key to this question: «The
struggle was to accept that, to coexist with the forces of my own uncertainty.
Desperate as I was for a resolution, I had to understand it might never
come.»255(*)
CONCLUSION
Retrospectively considering Louise Bourgeois's drawing, it
appears that the whole problematic of confinement in Moon Palace and
The New York Trilogy fits into her concentric circles. Indeed, each
level of confinement can be analysed in relation to this drawing. The circle
being an eloquent graphic representation of the closed space, it is therefore
no surprise if this picture turns out to function as a kind of map of
confinement in Auster's world. Hence, depending on the location of the point we
choose to focus on, the drawing offers us an unimpeded view on the issue of
confinement.
Through the process of spatial confinement, we observe that
the characters withdraw towards the central circle, gradually leaving the
larger circles symbolizing society and the material world. Once they have
reached the smaller circle, they are completely cut off from the influence of
the larger circles. As a result, they are able to set about a metaphysical
reflection. Most of the time, there follows from this philosophical
introspection, a rebirth of the characters. Having reached a certain state of
harmony with themselves, they soon leave their small circle to stretch out
towards the larger circles again. Yet, in the central circle, they have
discovered something fundamental: art.
Indeed, we have seen that the central circle is the matrix of
artistic creation. It is only once they have reached this central circle that
the characters are able to create works of art, books. Furthermore, the act of
writing implies two movements First it enables the characters to pursue their
investigation on themselves more deeply, thus moving further towards the very
centre of their circle. Then it makes the characters reconnect themselves to
society, hence moving back towards the larger circles. However, the writing of
the book amounts to the creation of an imaginary world inside the real world.
On the graphical plane, it boils downs to drawing a new circle within the
series of existing circles. In this fashion, Louise Bourgeois's drawing also
applies to a study of Auster's encircling fiction. Indeed, the diegeses of both
Moon Palace and The New York Trilogy consist in a vertiginous
superimposition of a considerable number of narrative layers, like so many
concentric circles. This Russian doll-like structure is all the more confusing
as some characters seem to be aware of their statuses as characters, confined
in a circle of fiction. It is therefore quite naturally that they come to ask
themselves Pascal's questions: «Qui m'y a mis? Par l'ordre et la conduite
de qui ce lieu [ce cercle] a-t-il été destine a
moi ?»256(*)
Attempting to answer these questions, the characters tend to become writers in
their turn, thus creating new circles inside their own circles. But this
further entanglement of circles complicates the drawing and raises the issue of
authorship. Indeed, it seems no longer possible to know who the author is, who
controls whom. As a result, we, as readers, are prone to wondering whether we
are ourselves, characters confined in some circle of fiction.
Looking at it from a different angle, Louise Bourgeois's
drawing can also evoke a galaxy -a grouping of stars that constitutes a system.
In the same way, Auster's work is a system whose basic constitutive element is
the word. Consequently, we can assert that the words, combined together,
constitute a system comparable to a galaxy. Yet, huge as it may be, a galaxy is
nevertheless not infinite; as in Louise Bourgeois's drawing, there is a larger
circle that encloses all the others. Similarly -as Austerian characters come to
realize- the language of words is a closed system that confines us. In order to
counteract this confining effect of language, some characters try to create new
words, thus widening the lexical circle. Some others rather try to distance
themselves from the words, trying to stand above them in order to escape their
confining force.
Taking into consideration that the language of words is a
small circle enclosed in the much larger circle of the world, it seems natural
enough that the characters want to `break' the circle of language to have a
direct access to the world. This desire to be able to get through all the
circles corresponds to the universal need for transparency and meaning. Once
again, Austerian characters seek to answer Pascal's metaphysical questions. But
if, at times, they perceive connections between the different circles, it seems
obvious that -being plunged into such a complex entanglement- their quest for
absolute correspondence is bound to fail.
At this stage, it seems clear that Louise Bourgeois's drawing
invites us to a reflection on our position in the Universe. Alone and awake in
her Brooklyn apartment in the night of the 24th of January 1995, she
stylized the Universe in a series of concentric circles, rendering -with this
apparently unelaborated drawing- the complexity of the issue of metaphysics.
Likewise, a few years earlier, alone in his Brooklyn office, Paul Auster wrote
The New York Trilogy and Moon Palace, two novels that oddly
echo Louise Bourgeois's drawing in their approach to metaphysical reflection.
It seems then that the philosophical quest initiated by Pascal still arouses
reflection and artistic creation and always will.
BIBLIOGRAPHY
Works by Paul Auster
-Poetry-
· Wall Writing. Berkeley: The Figures, 1976
· Fragments From Cold. Brewster, New York:
Parenthese, 1980
· Facing The Music. Barrytown, New York: Station
Hill Press, 1980
· Disappearances: Selected Poems 1970-1979.
Woodstock, New York: Overlook Press, 1988.
-Essays-
· The Invention of Solitude. New York: Sun &
Moon Press, 1982. Paperback edition by Penguin Books, 1988
· The Art of Hunger And Other Essays. London:
Menard Press, 1982. Paperback edition By Penguin Books, 1993
· The Red Notebook. London: Faber & Faber,
1996.
-Fiction-
· Squeeze Play. (under the pseudonym of Paul
Benjamin) French translation: Fausse Balle. Paris: Gallimard, 1992.
· City of Glass. Los Angeles: Sun & Moon Press,
1985. Paperback edition by Penguin Books, 1987.
· Ghosts. Los Angeles: Sun & Moon Press, 1986.
Paperback edition by Penguin Books, 1987.
· The Locked Room. Los Angeles: Sun & Moon
Press, 1986. Paperback edition by Penguin Books, 1988.
· In The Country of Last Things. New York: Viking,
1987. Paperback edition by Penguin Books, 1990.
· Moon Palace. New York: Viking, 1989. Paperback
edition by Penguin Books, 1990.
· The Music of Chance. New York: Viking, 1990.
Paperback edition by Penguin Books, 1991.
· The New York Trilogy. New York: Penguin Books,
1990. Contents City of Glass, Ghosts and The Locked
Room.
· Leviathan. New York: Viking, 1992. Paperback
edition by Penguin Books, 1993.
· Mr Vertigo. New York: Viking, 1994. Paperback
edition by Penguin Books, 1995.
· Timbuktu. New York: Viking, 1997. Paperback
edition By Penguin Books, 1998
-Cinema-
· Blue in the Face. Scenario by Paul Auster.
Director: Wayne Wang. 1995.
· Smoke. Scenario by Paul Auster. Director: Wayne
Wang. 1995.(awarded the Silver Bear, special jury prize at the 1995 Berlin Film
Festival.
· Lulu on The Bridge. Written and directed by Paul
Auster. 1998.(Palme d'Or at Cannes Film Festival, 1998.)
Critical works on Paul Auster
· Barone, Dennis ed. Beyond The Red Notebook: Essays on
Paul Auster. Philadelphia: University of Pennsylvania Press, 1995
· Duperray, Annick (sous la direction de). L'Oeuvre de
Paul Auster, Approches et Lectures Plurielles. Arles: Actes Sud, 1995.
· Chard-Hutchinson, Martine. Moon Palace de Paul Auster
ou la Stratégie de l'Ecart. Paris: Messene, 1996.
· Pesso-Miquel, Catherine. Toiles Trouées et
Déserts Lunaires Dans Moon Palace de Paul Auster. Paris: Presses de
la Sorbonne Nouvelle, 1996.
· Gallix, Francois. Lecture d'une Oeuvre: Moon Palace de
Paul Auster. Paris: Editions du Temps,1996.
· Chénetier, Marc. Paul Auster as The Wizard of
Odds. Paris: Didier Erudition,1996.
· Grandjeat, Yves-Charles. Moon Palace de Paul
Auster. Paris: Ellipses, 1996.
· «Interview with Larry Mc Caffery and Sinda
Gregory.» In The Red Notebook. London: faber & faber,
1996.
· Cortanze, Gérard de. La Solitude du
Labyrinthe. Interviews with Paul Auster. Arles: Actes Sud, 1997.
· Le Magazine Littéraire n° 338,
décembre 1995. Devoted to Paul Auster.
Other works consulted
· Borges, Jorge Luis. Oeuvres Complètes de Jorge
Luis Borges. Bibliothèque de la Pléiade. Tome 1. Paris:
Gallimard, 1993.
· Borges, Jorge Luis. Fictions. Paris :
Gallimard, Folio, 1983.
· Bourdin, Dominique. 50 Fiches de Lecture en
Philosophie. Vol 2. Rosny: Breal, 2000.
· Bourgeois, Louise. The Insomnia Drawings.
Zurich : DAROS, 2000.
· Carroll, Lewis. Through The Looking Glass, in
The Annotated Alice. Edited by Martin Gardner. Harmondsworth: Penguin,
1981.
· Eco, Umberto. Le Signe: Histoire et Analyse d'un
Concept. Bruxelles: Edition Labor, 1988.
· Foucault, Michel. Les Mots et Les Choses. Paris:
Gallimard, 1988.
· Gadamer, Hans Georg. Vérité et
Méthode: les grandes lignes d'une herméneutique
philosophique. Paris: Le Seuil, 1996.
· Grillo, Eric. La Philosophie du Langage. Paris:
Le Seuil, 1997.
· Hamsun, Knut. La Faim. Paris: Presses
Universitaires de France, 1986.
· Lévinas, Emmanuel. Totalité et
Infini. Paris : Librairie Générale Française,
1998.
· Loewenthal, Elena. Judaïsme. Milan: Liana
Levi, 1998.
· Melville, Herman. Bartleby. New York: Dover
Publication, 1990.
· Mourral & Milet. Petite Encyclopédie
Philosophique. Paris : Editions Universitaires, 1993.
· Pascal, Blaise. Pensées. Paris :
Bordas, Classiques Garnier, 1991.
· Saussure, Ferdinand. Cours de Linguistique
Générale. Paris: Payot, 1972.
· Wolfson, Louis. Le Schizo et les Langues. Paris:
Gallimard, 1975.
* 1 Pascal, Blaise.
Pensées. (Paris : Classiques Garnier, 1991), fragment 102,
page 189.
* 2 See page 4 for a
reproduction of Louise Bourgeois's drawing.
* 3 In Pensées,
Pascal explains that man is constantly roaming and fleeing in order to avoid
the anguish of immobility, for immobility sends him back to his inner self,
i.e. despair. Paradoxically, for Pascal, to stay alone in a room is the only
way to be happy.
* 4 Moon Palace, page
182.
* 5Moon Palace, page
45.
* 6 La Faim is a novel
that influenced Auster deeply. Indeed, his MA thesis was centered on its
hero.
* 7 Knut Hamsun, La Faim
(Paris : PUF, 1986) page 2.
* 8 Moon palace, page
203.
* 9 City of Glass, page
58.
* 10 The Locked Room,
page 304.
* 11 City of Glass,
page 120.
* 12 The Book of
Memory, in The Invention of Solitude, page 91.
* 13 Moon Palace, page
240.
* 14 The Locked Room,
page 220.
* 15 Moon Palace, page
15.
* 16 Moon Palace, page
120.
* 17 The Locked Room,
page 276.
* 18 Moon Palace, page
240.
* 19 Moon Palace, page
1.
* 20 Moon Palace, page
168.
* 21 City of Glass,
page 118.
* 22 City of Glass,
page 114.
* 23 Moon Palace,
page 29.
* 24 The Auster Instance: a
Ficto-Biography. Curtis White, in The Review Of Contemporary
Fiction, spring 1994, page 26.
* 25 Moon Palace, page
65.
* 26 City of Glass,
page 114.
* 27 The Art of
Hunger, page 13.
* 28 City of Glass,
page 114.
* 29 Moon Palace, page
107.
* 30 Ghosts, page
184.
* 31 Ghosts, page
170.
* 32 Moon Palace, page
123.
* 33 New York Babel,
in The Art of Hunger, page 33.
* 34 The Locked Room,
page 277.
* 35 Moon Palace, page
82.
* 36 Moon Palace, page
298.
* 37 Moon Palace, page
17.(my italics)
* 38 Moon Palace, page
58.(my italics)
* 39 Leviathan, page
63.(my italics)
* 40 Quoted in The Book of
Memory, in The Invention of Solitude, page76.
* 41 The Book of
Memory in The Invention of Solitude, page 89.
* 42 City of Glass,
page 80.
* 43 Henry David Thoreau,
Walden, page 135.
* 44 Moon Palace, page
228.
* 45 The Book of Memory, in
The Invention of Solitude, page 80.
* 46 The Locked Room,
page 293.
* 47 Moon Palace, page
276.
* 48 The Invention of
Solitude, pages 159-160.
* 49 In De
l'Interprétation Des Rêves
* 50 Moon Palace, page
69.
* 51 Moon Palace, page
166.
* 52 The Book of Memory
in The Invention of Solitude, page 100.
* 53 Moon Palace, page
69.
* 54 The Book of
Memory in The Invention of Solitude, page 125.
* 55 Ghosts, page
168.
* 56 City of Glass,
page 113.
* 57 Moon Palace, page
70.
* 58 City of Glass,
page 130.
* 59 The Book of
Memory, in The Invention of Solitude, page 101.
* 60 Preface of the Babel
edition of L'Invention de La Solitude, page 7
* 61 Moon Palace, page
306.
* 62 An Interview with Larry Mc
Caffery and Sinda Gregory in The Red Notebook, page 143.
* 63 Moon Palace,
page 124.
* 64 An Interview with Larry Mc
Caffery and Sinda Gregory in The Red Notebook, page144.
* 65 Moon Palace, page
58.
* 66 Nathaniel Hawthorne.
Wakefield. page 161.
* 67 The Locked Room,
page 286.
* 68 City of Glass,
page 9.
* 69 Interview with
Gérard de Cortanze, in La Solitude du Labyrinthe
(02 /03/1992), page 114.
* 70 City of Glass,
page 126.
* 71 The Book of
Memory, in The Invention of Solitude, page 123.
* 72 The New York Times
Magazine. August 30th 1992, Adam Begley, page 41.
* 73 The Book of
Memory in The Invention of Solitude, page 136.
* 74 The Locked Room,
page 278.
* 75 In La Solitude du
Labyrinthe, Interview with Gérard de Cortanze. 02/03/1992, page
87.
* 76 Conversation With
Edmond Jabès, in The Art of Hunger, page149.
* 77 Elena Loewenthal,
Judaïsme. Milan : Liana Levi, 1998. Pages 16-17.
* 78 The Art of
Hunger, page 18.
* 79 The Art of
Hunger, page11.
* 80 Moon Palace, page
27.
* 81 Moon Palace, page
31.
* 82 Knut Hamsun, La
Faim (paris : PUF. 1989) page 12.
* 83 City of Glass,
page 38.
* 84 In The Country of Last
Things, page 79.
* 85 Moon Palace, page
128.
* 86 The Invention of
Solitude, page 6.
* 87 Harold Pinter, an
introduction to Plays Two, called Writing For Myself, page
IX.
* 88 The Invention of
Solitude, page 32.
* 89 In La Solitude du
Labyrinthe, interview with Gérard de Cortanze. 02/03/1992, page
141.
* 90 The Invention of
Solitude, page 65.
* 91 In The Country of Last
Things, page 114.
* 92 An Interview with Larry Mc
Caffery and Sinda Gregory in The Red Notebook, page 116.
* 93 Ghosts, page
175.
* 94 An Interview with Larry Mc
Caffery and Sinda Gregory in The Red Notebook, page 136
* 95 Moon Palace, page
170.
* 96 The Invention of
Solitude, page139.
* 97 Moon Palace, page
4.
* 98 Moon Palace, page
17
* 99 Moon Palace, page
17
* 100 City of Glass,
page 59
* 101 Moon Palace,
page 63
* 102 Moon Palace,
page 171
* 103 In La Solitude du
Labyrinthe, Interview with Gérard de Cortanze. 02/03/1992, page
87.
* 104 Moon Palace,
page 217
* 105 Moon Palace,
page 23
* 106 Moon Palace,
page 240
* 107 Moon Palace,
page 262
* 108 The Invention of
Solitude, page 164
* 109 110 City
of Glass, page 130.
* 111 Moon Palace,
page 171.
* 112 Moon Palace,
page 172.
* 113 Moon Palace,
page 171.
* 114 Moon Palace,
page 41.
* 115 City of Glass,
page 130.
* 116 Christophe Metress,
`Iles et Archipels, Sauver ce qui est récupérable : la
fiction de Paul Auster' in L'Oeuvre de Paul Auster, Approches et Lectures
Plurielles, (Arles : Actes Sud, 1995), page 250.
* 117 In The Country of
Last Things, page 36.
* 118 The Invention of
Solitude, page 85.
* 119 Le Magazine
Littéraire,(décembre 1995) page 18.
* 120 City of Glass,
page 92.
* 121 The Invention of
Solitude, page 150.
* 122 The Music of
Chance, page 81.
* 123 Interview with Joseph
Mallia, in The Red Notebook, page 109.
* 124 Ibid.
* 125 Moon Palace,
page 5.
* 126 Moon Palace,
page 159.
* 127 Portrait of an
Invisible Man, in The Invention of Solitude, page 65.
* 128 Moon Palace,
page 181.
* 129 Ghosts, page
165.
* 130 City of Glass,
page 102.
* 131 Interview with Joseph
Mallia, in The Red Notebook, page 110.
* 132 Moon
Palace, page 184.
* 133 The Locked
Room, page 225.
* 134 The Invention of
Solitude, page 146.
* 135 City of Glass,
page 111.
* 136 Moon Palace,
page 305.
* 137 Ghosts, pages
169-170.
* 138 Ghosts, page
193.
* 139 Ghosts, page
196.
* 140 Moon Palace,
page 306.
* 141 The Locked
Room, page 235.
* 142 Ghosts, page
169.
* 143 Moon
Palace, page 3.
* 144 Moon Palace,
page 295
* 145 City of Glass,
page 8.
* 146 Madeleine
Sorapure : `The Detective and the Author : City of Glass' in
Beyond The Red Notebook, Dennis Barone, page 72.
* 147 The Music of
Chance, page 79.
* 148 City of Glass,
page 9.
* 149 The Invention of
Solitude, pages 162-163.
* 150 Contemporary
Literature (Madison W1, spring 1992), page 18.
* 151 Ibid.
* 152 The Invention of
Solitude, page 32.
* 153 The Locked
Room, page 285.
* 154 City of Glass,
page 6.
* 155 The Invention of
Solitude, page 153.
* 156 Ghosts, page
144.
* 157 The Locked
Room, page 307.
* 158 Ghosts, page
168.
* 159 City of Glass,
page 71.
* 160 Moon Palace,
page 7.
* 161 Jorge Luis Borges,
`Magie Partielle du Quichotte' in Autres Inquisitions
(Paris : Gallimard, 1993) page 709
* 162 Michel Foucault, Les
Mots et Les Choses (Paris : Gallimard, 1988), page 100.
* 163 The Book of
Memory in The Invention of Solitude, page 168.
* 164 Jorge Luis Borges,
La Bibliothèque de Babel, in Fictions (Paris :
Gallimard, 1983), pages 71-73.
* 165 Ibid, page 75.
* 166 City of Glass,
page 75. (my italics)
* 167 Ibid.
* 168 Moon Palace,
page 122.
* 169 The Invention of
Solitude, page 161.
* 170 The Invention of
Solitude, page 160
* 171 In the Country of
Last Things, page 101
* 172 City of Glass,
page 75
* 173 François Gallix,
Lecture d'une OEuvre, Moon Palace de Paul Auster (Paris :
ed. du temps,1996), page 110.
* 174 Moon Palace,
page 122.
* 175 Hans Georg Gadamer,
Vérité et Méthode (Paris : Le Seuil, 1996),
page 501.
* 176 Umberto Eco, Le
Signe : Histoire et Analyse d'un Concept. (Bruxelles, Labor, 1988),
page 153.
* 177 City of Glass,
pages 77-78.
* 178 Encyclopédia
Universalis, la philosophie du langage.
* 179 Portrait of an
Invisible Man, in The Invention of Solitude, page 26.
* 180 Moon Palace,
page 121.
* 181 Leviathan, page
55.
* 182 Ghosts, page
147.
* 183 The Locked
Room, page 247.
* 184 The Locked
Room, page 301.
* 185 In The Country of
Last Things, page 183.
* 186 Portrait of an
Invisible Man, in The Invention of Solitude, page 32.
* 187 Alison Russell,
`Deconstructing The New York Trilogy : Paul Auster's
Anti-Detective Fiction' (Review of Contemporary Fiction, Winter 1990.)
* 188 The Invention of
Solitude, page 161.
* 189 City of Glass,
page 47.
* 190 Michel Foucault, Les
Mots et Les Choses (Paris : Gallimard, 1988), page 51.
* 191 Umberto Eco, Le
Signe : Histoire et Analyse d'un Concept (Bruxelles : Labor,
1988), page 168
* 192 City of Glass,
page 33.
* 193 City of Glass,
page 48
* 194 City of Glass,
page 43.
* 195 City of Glass,
page 78.
* 196 Moon Palace,
page 60
* 197 Moon Palace,
page 63
* 198 Knut Hamsum,
Faim (Paris: PUF, 1994), page 59.
* 199 Ibid, page 60.
* 200 The Locked
Room, page 295.
* 201 The New Shorter
Oxford English Dictionary (Oxford : Clarendon Press, 1993)
* 202 City of Glass,
page 74.
* 203 The Locked
Room, page 296.
* 204 Lewis Carroll,
Through The Looking Glass, in The Annotated Alice
(Harmondsworth: Penguin, 1981), page 269
* 205 The Locked
Room, page 296.
* 206 Moon Palace,
page 123.(my italics)
* 207 Ghosts, pages
147-148. (my italics)
* 208 City of Glass,
page 62.
* 209 Moon Palace,
page 123
* 210 Maud Ellman, The
Hunger Artists : Starving, Writing and Imprisonment. (Cambridge:
Harvard University Press, 1993), page 65
* 211 Moon Palace,
page 121.
* 212 Leviathan, page
55.
* 213 Leviathan, page
55. (my italics)
* 214 Leviathan, page
55.
* 215 City of Glass,
page 43. (my italics)
* 216 The Locked
Room, page 199.
* 217 The Locked
Room, page 277.
* 218 Moon Palace,
page 123.
* 219 Interview with Larry
McCaffery and Sinda Gregory in The Art of Hunger (Harmondsworth:
Penguin, 1993), page 304.
* 220 Interview with Joseph
Mallia in The Art of Hunger, page 272.
* 221 Moon Palace,
page 121.
* 222 Moon Palace,
page 120.
* 223 The Decisive
Moment, in The Art of Hunger, page 35.
* 224 Ferdinand de Saussure,
Cours de Linguistique Générale (Paris: Payot, 1972),
pages 99-100.
* 225 Umberto Eco, Le
Signe : Histoire et Analyse d'un Concept (Bruxelles: Labor, 1988.),
page 171.
* 226 City of Glass,
page 77.
* 227 Encyclopédia
Universalis.
* 228 Emmanuel Lévinas,
Totalité et Infini. (Paris : Librairie
Générale Française, 1998), page 227.
* 229 Ghosts, page
161.
* 230 Moon Palace,
page 130.
* 231 City of Glass,
page 17.
* 232 In The Country of
Last Things, page 89.
* 233 City of Glass,
page 81.
* 234 Martin Gardner (editor),
The Annotated Alice (Harmondsworth: Penguin, 1981), page 270.
* 235 City of Glass,
page 117.
* 236 Moon Palace,
page 33.
* 237 Moon Palace,
page 14.
* 238 Moon Palace,
page 32. (my italics)
* 239 The Invention of
Solitude, page 160.
* 240 Moon Palace,
page 33.
* 241 The Invention of
Solitude, page 161.
* 242 An interview with Larry
McCaffery and Sinda Gregory in The Red Notebook, page 117.
* 243 Moon Palace,
page 33.
* 244 City of Glass,
page 128.
* 245 The Invention of
Solitude, page 147.
* 246 Moon Palace,
page 74.
* 247 The Invention of
Solitude, page 147.
* 248 The Locked
Room, page 217.
* 249 An interview with Larry
McCaffery and Sinda Gregory, in The Red Notebook, page 117.
* 250 New York review of
Books: Sad Young Men (August, 17, 1989), page 53.
* 251 Ibid.
* 252 Mourral et Millet,
Petite Encyclopédie Philosophique (Paris : Editions
Universitaires, 1993.), page 146.
* 253 Moon Palace,
page 63.
* 254 The Locked
Room, page 250.
* 255 Leviathan, page
272.
* 256 Pascal, Blaise.
Pensées. (Paris : Classiques Garnier, 1991), fragment 102,
page 189.